Jason Dallmann has been Chief Compliance Officer of Wealthstar Advisors since July 2014, is a control person of the firm and directly owns under 5% of it.
Wealthstar Advisors, LLC is a Plano, TX firm with $724M under management, 453 clients and 8 advisers across 3 offices, as of its March 2026 filing.
Jason Dallmann’s longest registration is the current one, 13 years at Wealthstar Advisors since 2013. Before joining Wealthstar Advisors in 2013, Jason Dallmann was registered through Independent Financial Partners and Peregrine Diversified Investment Services Corp.
- Wealthstar Advisors, LLCCurrent– present · 13 yearsPlano, TX · Adviser representative · Firm CRD 164957
- Independent Financial Partners– · 1 yearPlano, TX · Adviser representative · Firm CRD 125112
- Peregrine Diversified Investment Services Corp.– · under a yearPlano, TX · Adviser representative · Firm CRD 155820
- Northwestern Mutual Investment Services,llc– · under a yearDallas, TX · Adviser representative · Firm CRD 2881
- Ameriprise Financial Services, Inc.– · 7 yearsHurst, TX · Adviser representative · Firm CRD 6363
- American Express Financial Advisors, Inc.– · under a yearRichardson, TX · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Jason Dallmann is registered as an investment adviser representative in 2 states. The first approvals date from May 2013; the most recent is Louisiana, in March 2016.
- LouisianaSince 7 March 2016
- TexasSince 13 May 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 30 August 2011 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 29 June 2011 |
| Series 66 | Uniform Combined State Law Examination | 11 June 2002 |
| Series 7 | General Securities Representative Examination | 21 May 2002 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jason Alan Dallmann
- CRD
- 4523789
- Firm
- Wealthstar Advisors · CRD 164957
- Role
- Chief Compliance Officer
- Office
- 305B W SPRING CREEK PARKWAY, SUITE 400, Plano, TX 75023
- Registration
- Investment adviser registration
- In the industry since
- March 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Jason Dallmann work?
Jason Dallmann has been Chief Compliance Officer of Wealthstar Advisors, LLC since July 2014, and is a control person of the firm.
Is Jason Dallmann a financial advisor?
Yes. Jason Dallmann has a current investment-adviser registration in Louisiana and Texas, through Wealthstar Advisors since May 2013.
How many years of experience does Jason Dallmann have?
Jason Dallmann has 23 years in the financial industry, since March 2003, across 5 adviser firms.
What exams has Jason Dallmann passed?
Jason Dallmann has passed 4 licensing exams: the Series 7, Series 66, Series 9 and Series 10. The earliest, the Series 7, was passed in May 2002.
Where did Jason Dallmann work before Wealthstar Advisors?
Before Wealthstar Advisors, Jason Dallmann was registered through Peregrine Diversified Investment Services Corp., January 2012 to July 2012; Northwestern Mutual Investment Services,llc, March 2011 to December 2011; Ameriprise Financial Services, Inc., February 2003 to January 2011; American Express Financial Advisors, Inc., April 2002 to August 2002.
Where is Jason Dallmann based?
Jason Dallmann’s registered office is in Plano, TX.
Is Jason Dallmann registered with FINRA?
No. Jason Dallmann has no current broker registration.
How can I verify Jason Dallmann’s record?
Search CRD 4523789 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jason Dallmann’s full registration record.
