Scott Stockton has been Managing Member of Wealthstar Advisors since January 2013, is a control person of the firm and directly owns between 25% and 50% of it. Scott Stockton holds a BBA in Finance from Texas A&M University and an MBA in Finance from Texas Tech University.
Wealthstar Advisors, LLC is a Plano, TX firm with $724M under management, 453 clients and 8 advisers across 3 offices, as of its March 2026 filing.
Scott Stockton is Co-Founder of WealthStar Advisors. He co-founded the firm in 2010 with Jeff Wolf and Erik Wyse. He has been in financial services since 1993 and began helping families as an advisor in 1996 within American Express Financial Advisors, working as both an advisor and District Manager. In 2005 he and Jeff Wolf formed Stockton, Wolf, and Associates within Ameriprise Financial, which became independent in 2009.
Scott Stockton’s longest registration is the current one, 13 years at Wealthstar Advisors since 2013. Before joining Wealthstar Advisors in 2013, Scott Stockton was registered through Independent Financial Partners and Peregrine Diversified Investment Services Corp.
- Wealthstar Advisors, LLCCurrent– present · 13 yearsPlano, TX · Adviser representative · Firm CRD 164957
- Independent Financial Partners– · 1 yearPlano, TX · Adviser representative · Firm CRD 125112
- Peregrine Diversified Investment Services Corp.– · 1 yearPlano, TX · Adviser representative · Firm CRD 155820
- Ams Advisors LLC– · under a yearPlano, TX · Adviser representative · Firm CRD 142852
- Brewer Investment Advisors LLC– · 1 yearChicago, IL · Adviser representative · Firm CRD 134631
- Ameriprise Financial Services, Inc.– · 12 yearsPlano, TX · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Scott Stockton is registered as an investment adviser representative in Texas, since April 2013.
- TexasSince 26 April 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 16 October 1996 |
| Series 7 | General Securities Representative Examination | 9 October 1996 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Alan Stockton
- CRD
- 2806750
- Firm
- Wealthstar Advisors · CRD 164957
- Role
- Managing Member
- Office
- 305B W SPRING CREEK PARKWAY, SUITE 400, Plano, TX 75023
- Registration
- Investment adviser registration
- In the industry since
- November 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealthstaradvisors.com
Where does Scott Stockton work?
Scott Stockton has been Managing Member of Wealthstar Advisors, LLC since January 2013, and is a control person of the firm.
Is Scott Stockton a financial advisor?
Yes. Scott Stockton has a current investment-adviser registration in Texas, through Wealthstar Advisors since April 2013.
How many years of experience does Scott Stockton have?
Scott Stockton has 29 years in the financial industry, since November 1996, across 6 adviser firms.
What exams has Scott Stockton passed?
Scott Stockton has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in October 1996.
Where did Scott Stockton work before Wealthstar Advisors?
Before Wealthstar Advisors, Scott Stockton was registered through Peregrine Diversified Investment Services Corp., May 2011 to July 2012; Ams Advisors LLC, November 2010 to May 2011; Brewer Investment Advisors LLC, September 2009 to November 2010; Ameriprise Financial Services, Inc., November 1996 to September 2009.
Where is Scott Stockton based?
Scott Stockton’s registered office is in Plano, TX.
Is Scott Stockton registered with FINRA?
No. Scott Stockton has no current broker registration.
How can I verify Scott Stockton’s record?
Search CRD 2806750 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Stockton’s full registration record.
