Howard Chen has been an investment adviser representative at Wealthstar Advisors since November 2013, and is not listed among the firm’s executive officers or direct owners. Howard Chen holds an MBA with an emphasis in Finance from Baylor University and a BBA in Accounting, Management, and Real Estate from Baylor University.
Wealthstar Advisors, LLC is a Plano, TX firm with $724M under management, 453 clients and 8 advisers across 3 offices, as of its March 2026 filing.
Howard Chen is Senior Financial Advisor of WealthStar Advisors. He became an independent advisor with WealthStar Advisors in 2010. He began helping families and individuals as an advisor in 2002 with American Express Financial Advisors (later Ameriprise), where he served as both an advisor and advisor coach, helping train and mentor other advisors.
Howard Chen’s longest registration is the current one, 12 years at Wealthstar Advisors since 2013. Before joining Wealthstar Advisors in 2013, Howard Chen was registered through Independent Financial Partners and World Equity Group, Inc.
- Wealthstar Advisors, LLCCurrent– present · 12 yearsPlano, TX · Adviser representative · Firm CRD 164957
- Independent Financial Partners– · 1 yearPlano, TX · Adviser representative · Firm CRD 125112
- World Equity Group, Inc.– · under a yearPlano, TX · Adviser representative · Firm CRD 29087
- Peregrine Diversified Investment Services Corp.– · 1 yearPlano, TX · Adviser representative · Firm CRD 155820
- Ams Advisors LLC– · under a yearPlano, TX · Adviser representative · Firm CRD 142852
- Brewer Investment Advisors LLC– · under a yearChicago, IL · Adviser representative · Firm CRD 134631
- Ameriprise Financial Services, Inc.– · 7 yearsRichardson, TX · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Howard Chen is registered as an investment adviser representative in Texas, since November 2013.
- TexasSince 18 November 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 23 August 2002 |
| Series 7 | General Securities Representative Examination | 21 August 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Howard The Chen
- CRD
- 4567095
- Firm
- Wealthstar Advisors · CRD 164957
- Office
- 305B W SPRING CREEK PARKWAY, SUITE 400, Plano, TX 75023
- Registration
- Investment adviser registration
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealthstaradvisors.com
Where does Howard Chen work?
Howard Chen is an investment adviser representative registered through Wealthstar Advisors, LLC since November 2013, and is not listed among the firm’s executive officers or direct owners.
Is Howard Chen a financial advisor?
Yes. Howard Chen has a current investment-adviser registration in Texas, through Wealthstar Advisors since November 2013.
How many years of experience does Howard Chen have?
Howard Chen has 24 years in the financial industry, since October 2002, across 7 adviser firms.
What exams has Howard Chen passed?
Howard Chen has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2002.
Where did Howard Chen work before Wealthstar Advisors?
Before Wealthstar Advisors, Howard Chen was registered through World Equity Group, Inc., June 2011 to June 2011; Peregrine Diversified Investment Services Corp., May 2011 to July 2012; Ams Advisors LLC, November 2010 to May 2011; Brewer Investment Advisors LLC, August 2010 to November 2010; Ameriprise Financial Services, Inc., August 2002 to August 2010.
Where is Howard Chen based?
Howard Chen’s registered office is in Plano, TX.
Is Howard Chen registered with FINRA?
No. Howard Chen has no current broker registration.
How can I verify Howard Chen’s record?
Search CRD 4567095 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Howard Chen’s full registration record.
