Wealth Teams Alliance provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars. Financial planning was provided to 1–10 clients last fiscal year.
Wealth Teams Alliance reports 812 clients. They include 760 individual clients and 52 high-net-worth individuals. Of its assets, 100.0% ($224M across 985 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $71.8M. It advised 11 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 94% | 68% |
| High-net-worth individuals | 6% | 29% |
| Charitable organizations | Fewer than 5 | 3% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 760 | $151M | 67.6% | $199K |
| High-net-worth individuals | 52 | $65M | 29.0% | $1.25M |
| Charitable organizations | Fewer than 5 | $7.5M | 3.3% | — |
| Total | 812 | $224M | 100% | — |
- Clients
- 760
- Regulatory AUM
- $151M
- AUM share
- 67.6%
- Avg. per client
- $199K
- Clients
- 52
- Regulatory AUM
- $65M
- AUM share
- 29.0%
- Avg. per client
- $1.25M
- Clients
- Fewer than 5
- Regulatory AUM
- $7.5M
- AUM share
- 3.3%
- Avg. per client
- —
Total
- Clients
- 812
- Regulatory AUM
- $224M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 11
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Wealth Teams Alliance is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is a fixed fee from $1,500 to $5,000, negotiable, or $350 an hour in special cases; no advance billing above $500.
- Real Estate Mortgage Advice
- Advice on real estate mortgages is charged a 1% fee on cumulative loans issued by mortgage lenders, remitted by the investor.
Guy Baker owns 75% or more of Wealth Teams Alliance. The leadership team of Wealth Teams Alliance includes Chief Compliance Officer Gary Million. It has 27 employees, 12 of them in advisory roles.
Leadership
Gary MillionChief Compliance Officer
Guy BakerManaging Member
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
Staff
- 27 employees
- 12 in advisory functions
- 12 state-registered reps
- 1 broker-dealer rep
- 8 insurance agents
- 10 soliciting firms
- Owns 75% or more of Wealth Teams Alliance Inc.
Guy Baker
Control person · since December 2016
Wealth Teams Alliance’s regulatory assets fell from $247M (April 2022) to $224M (September 2026); clients rose from 691 to 812 and employees from 25 to 27.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $224M | 812 | 27 | 8 |
| March 2025 | $206M | 780 | 26 | 6 |
| May 2024 | $199M | 774 | 26 | 9 |
| March 2023 | $159M | 702 | 13 | 9 |
| April 2022 | $247M | 691 | 25 | 3 |
Besides its headquarters, Wealth Teams Alliance has 7 offices (5 private residences, listed without an address), with 3 listed addresses in California and South Carolina.
California · 2 listed addresses
- 15520 Rockfield BLVD, Suite G, IrvineHQ
- 5401 Business Park S, Bakersfield
South Carolina · 1 listed address
- 2236 Dreamscape Drive, Bluffton
Contact and registration details
- Legal name
- Wealth Teams Alliance Inc.
- Headquarters
- 15520 Rockfield BLVD, Suite G, Irvine, CA 92618
- Website
- wealth-teams.com
- Phone
- 877-282-4768
- SEC file
- 801-122977
- Structure
- California corporation
- Fiscal year end
- December
Wealth Teams Alliance uses Axos Clearing ($71.8M, 72%) and Charles Schwab ($27.4M, 28%) as custodians for its separately managed accounts. Wealth Teams Alliance does not have custody of client assets.
- Axos ClearingAxos Clearing LLC · Omaha, NE · $71.8M72%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $27.4M28%
At year end, Wealth Teams Alliance’s separately managed accounts were mostly in funds (95%).
What the accounts hold
- Funds95%
- Cash5%
How many clients does Wealth Teams Alliance have?
Wealth Teams Alliance has 812 clients and manages $224 million for them, as of September 2026. They include 760 individual clients and 52 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 September 2026
What services does Wealth Teams Alliance offer?
Wealth Teams Alliance provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Wealth Teams Alliance use?
Wealth Teams Alliance’s separately managed account assets are held at Axos Clearing LLC (Omaha, NE), with $71.8M and Charles Schwab & Co., Inc. (Westlake, TX), with $27.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 September 2026
How many financial advisors does Wealth Teams Alliance have?
Wealth Teams Alliance has 12 investment adviser representatives registered with state securities authorities, out of 27 employees, and 12 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 8 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wealth Teams Alliance invest in?
At the end of its last fiscal year, Wealth Teams Alliance’s separately managed accounts held 95% pooled vehicles (private funds and similar) and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wealth Teams Alliance?
Wealth Teams Alliance’s direct owner is Guy Baker (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 September 2026
How does Wealth Teams Alliance get paid?
Wealth Teams Alliance is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wealth Teams Alliance?
Wealth Teams Alliance’s main office is at 15520 Rockfield BLVD, Suite G, Irvine, CA 92618. Its phone number is 877-282-4768. Its website is wealth-teams.com.