Keith Conley has been an investment adviser representative at Wealth Teams Alliance since January 2024, and is not listed among the firm’s executive officers or direct owners.
Wealth Teams Alliance Inc. is an Irvine, CA firm with $224M under management, 812 clients and 12 advisers across 8 offices, as of its September 2026 filing.
Keith Conley is Financial Advisor of Wealth Teams Alliance, based in Irvine, California. His focus is legacy planning, and he works with business owners on continuity, succession, and legacy planning. He also works with ministers, churches, and faith-based non-profits on their financial planning needs.
Keith Conley’s longest registration was 3 years at On Investment Management Co (2020–2023). Before joining Wealth Teams Alliance in 2024, Keith Conley was registered through On Investment Management Co.
- Wealth Teams AllianceCurrent– present · 2 yearsIrvine, CA · Adviser representative · Firm CRD 168907
- On Investment Management Co– · 3 yearsSanta Ana, CA · Adviser representative · Firm CRD 105662
Professional designations
Listed by Wealth Teams Alliance
- CERTIFIED FINANCIAL PLANNER™
- CERTIFIED KINGDOM ADVISOR™
Investment adviser representative registrations
Keith Conley is registered as an investment adviser representative in 2 states. Each was approved in January 2024.
- CaliforniaSince 3 January 2024
- TexasSince 3 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 22 November 2019 |
| Series 7TO | General Securities Representative Examination | 8 November 2019 |
| SIE | Securities Industry Essentials Examination | 11 January 2019 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7086123
- Firm
- Wealth Teams Alliance · CRD 168907
- Office
- 15520 ROCKFIELD BLVD, SUITE G, Irvine, CA 92618
- Registration
- Investment adviser registration
- In the industry since
- November 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealth-teams.com
Where does Keith Conley work?
Keith Conley is an investment adviser representative registered through Wealth Teams Alliance Inc. since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Keith Conley a financial advisor?
Yes. Keith Conley has a current investment-adviser registration in California and Texas, through Wealth Teams Alliance since January 2024.
How many years of experience does Keith Conley have?
Keith Conley has 6 years in the financial industry, since November 2019, across 2 adviser firms.
What exams has Keith Conley passed?
Keith Conley has passed 3 licensing exams: the SIE, Series 7TO and Series 63. The earliest, the SIE, was passed in January 2019.
Where did Keith Conley work before Wealth Teams Alliance?
Before Wealth Teams Alliance, Keith Conley was registered through On Investment Management Co, January 2020 to December 2023.
Where is Keith Conley based?
Keith Conley’s registered office is in Irvine, CA.
Is Keith Conley registered with FINRA?
No. Keith Conley has no current broker registration.
Is Keith Conley a CFP?
Wealth Teams Alliance lists Keith Conley with the CFP credential (“CERTIFIED FINANCIAL PLANNER™”) on its website. CFP Board confirms certification status.
How can I verify Keith Conley’s record?
Search CRD 7086123 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keith Conley’s full registration record.
