Guy Baker has been Managing Member of Wealth Teams Alliance since December 2016, is a control person of the firm and directly owns 75% or more of it. Guy Baker holds a Bachelor of Science in Economics from Claremont McKenna College, a Master of Business Administration in Finance from the University of Southern California, a Master of Financial Services from The American College, a Master of Management from The American College and a Doctor of Philosophy in Financial and Retirement Planning from The American College.
Wealth Teams Alliance Inc. is an Irvine, CA firm with $224M under management, 812 clients and 12 advisers across 8 offices, as of its September 2026 filing.
Guy Baker is President of Wealth Teams Alliance, based in Irvine, California. He is a life insurance and wealth consultant with over fifty years of experience and has written books including The Great Wealth Erosion. He is also President of Baker-Mountford Insurance Services, Inc. and Managing Director of BMI Consulting, LLC, and served as the 84th President of the Million Dollar Round Table (MDRT).
Guy Baker’s longest registration was 26 years at Baker Jensen Investment Advisors, LLC (1995–2022). Before joining Wealth Teams Alliance in 2017, Guy Baker was registered through Tax Efficient Asset Management Solution, Inc. and Alexander Beard (USA), LLC.
- Wealth Teams AllianceCurrent– present · 9 yearsIrvine, CA · Adviser representative · Firm CRD 168907
- Tax Efficient Asset Management Solution, Inc.– · 5 yearsCosta Mesa, CA · Adviser representative · Firm CRD 146778
- Alexander Beard (USA), LLC– · 4 yearsEllesmere Port, Cheshire · Adviser representative · Firm CRD 134642
- Independent Financial Group, LLC– · under a yearIrvine, CA · Adviser representative · Firm CRD 7717
- Joseph L. Cannava– · 3 yearsIrvine, CA · Adviser representative · Firm CRD 113462
- Baker Jensen Investment Advisors, LLC– · 26 yearsSan Clemente, CA · Adviser representative · Firm CRD 115086
Professional designations
Listed by Wealth Teams Alliance
- Charted Life Underwriter (CLU)
- Certified Financial Planner (CFP)
- Accredited Estate Planner (AEP)
Investment adviser representative registrations
Guy Baker is registered as an investment adviser representative in California, since January 2017.
- CaliforniaSince 25 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 17 July 1989 |
| Series 1 | Registered Representative Examination | 30 October 1972 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Guy Eugene Baker
- CRD
- 10716
- Firm
- Wealth Teams Alliance · CRD 168907
- Role
- Managing Member
- Office
- 15520 ROCKFIELD BLVD, SUITE G, Irvine, CA 92618
- Registration
- Investment adviser registration
- In the industry since
- August 1995
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealth-teams.com
Where does Guy Baker work?
Guy Baker has been Managing Member of Wealth Teams Alliance Inc. since December 2016, and is a control person of the firm.
Is Guy Baker a financial advisor?
Yes. Guy Baker has a current investment-adviser registration in California, through Wealth Teams Alliance since January 2017.
How many years of experience does Guy Baker have?
Guy Baker has 31 years in the financial industry, since August 1995, across 6 adviser firms.
What exams has Guy Baker passed?
Guy Baker has passed 2 licensing exams: the Series 1 and Series 63. The earliest, the Series 1, was passed in October 1972.
Where did Guy Baker work before Wealth Teams Alliance?
Before Wealth Teams Alliance, Guy Baker was registered through Independent Financial Group, LLC, September 2010 to February 2011; Joseph L. Cannava, October 2007 to July 2011.
Where is Guy Baker based?
Guy Baker’s registered office is in Irvine, CA.
Is Guy Baker registered with FINRA?
No. Guy Baker has no current broker registration.
Is Guy Baker a CFP?
Wealth Teams Alliance lists Guy Baker with the CFP credential (“Certified Financial Planner (CFP)”) on its website. CFP Board confirms certification status.
How can I verify Guy Baker’s record?
Search CRD 10716 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Guy Baker’s full registration record.
