Jae Lee has been an investment adviser representative at Wealth Teams Alliance since June 2025, and is not listed among the firm’s executive officers or direct owners.
Wealth Teams Alliance Inc. is an Irvine, CA firm with $224M under management, 812 clients and 12 advisers across 8 offices, as of its September 2026 filing.
Jae Lee’s longest registration was 6 years at Wealth Teams Alliance (2018–2024). Before joining Wealth Teams Alliance in 2025, Jae Lee was registered through Alphastar Capital Management, LLC.
- Wealth Teams AllianceCurrent– present · 1 yearRancho Palos Verdes, CA · Adviser representative · Firm CRD 168907
- Alphastar Capital Management, LLC– · 1 yearLos Angeles, CA · Adviser representative · Firm CRD 157423
Investment adviser representative registrations
Jae Lee is registered as an investment adviser representative in California, since June 2025.
- CaliforniaSince 17 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 May 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jae Seon Lee
- CRD
- 6232749
- Firm
- Wealth Teams Alliance · CRD 168907
- Office
- Rancho Palos Verdes, CA
- Registration
- Investment adviser registration
- In the industry since
- January 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Jae Lee work?
Jae Lee is an investment adviser representative registered through Wealth Teams Alliance Inc. since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is Jae Lee a financial advisor?
Yes. Jae Lee has a current investment-adviser registration in California, through Wealth Teams Alliance since June 2025.
How many years of experience does Jae Lee have?
Jae Lee has 8 years in the financial industry, since January 2018, across 2 adviser firms.
What exams has Jae Lee passed?
Jae Lee passed the Series 65 in May 2017.
Where did Jae Lee work before Wealth Teams Alliance?
Before Wealth Teams Alliance, Jae Lee was registered through Alphastar Capital Management, LLC, August 2013 to September 2014.
Where is Jae Lee based?
Jae Lee’s registered office is in Rancho Palos Verdes, CA.
Is Jae Lee registered with FINRA?
No. Jae Lee has no current broker registration.
How can I verify Jae Lee’s record?
Search CRD 6232749 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jae Lee’s full registration record.
