Jonathon Soucier has been an investment adviser representative at Wealth Teams Alliance since December 2021, and is not listed among the firm’s executive officers or direct owners. Jonathon Soucier holds a BA in Finance from the University of California, Riverside.
Wealth Teams Alliance Inc. is an Irvine, CA firm with $224M under management, 812 clients and 12 advisers across 8 offices, as of its September 2026 filing.
Jonathon Soucier is Senior Advisor of Wealth Teams Alliance, based in Irvine, California. He started his career in financial services in 2008 with MassMutual and started his own company, DaVinci Financial, in 2012, selling his interest in 2015. In 2016 he became the advanced underwriting specialist for a Guardian marketing organization. In 2020 he and his team joined Guy Baker at BTA Advisory Group and Wealth Teams Alliance.
Jonathon Soucier’s longest registration is the current one, 4 years at Wealth Teams Alliance since 2021. Before joining Wealth Teams Alliance in 2021, Jonathon Soucier was registered through Park Avenue Securities LLC and Capital Synergy Partners.
- Wealth Teams AllianceCurrent– present · 4 yearsIrvine, CA · Adviser representative · Firm CRD 168907
- Park Avenue Securities LLC– · 4 yearsNewport Beach, CA · Adviser representative · Firm CRD 46173
- Capital Synergy Partners– · 3 yearsIrvine, CA · Adviser representative · Firm CRD 148733
- Innovatum Capital Partners, LLC– · 1 yearCosta Mesa, CA · Adviser representative · Firm CRD 154192
- MML Investors Services, LLC– · 2 yearsOntario, CA · Adviser representative · Firm CRD 10409
Professional designations
Listed by Wealth Teams Alliance
- ChFC
- CEPA
Investment adviser representative registrations
Jonathon Soucier is registered as an investment adviser representative in California, since December 2021.
- CaliforniaSince 3 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 December 2009 |
| Series 7 | General Securities Representative Examination | 10 July 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jonathon Paul Soucier
- CRD
- 5645998
- Firm
- Wealth Teams Alliance · CRD 168907
- Office
- 15520 Rockfield Blvd. Suite G, Irvine, CA 93618
- Registration
- Investment adviser registration
- In the industry since
- February 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealth-teams.com
Where does Jonathon Soucier work?
Jonathon Soucier is an investment adviser representative registered through Wealth Teams Alliance Inc. since December 2021, and is not listed among the firm’s executive officers or direct owners.
Is Jonathon Soucier a financial advisor?
Yes. Jonathon Soucier has a current investment-adviser registration in California, through Wealth Teams Alliance since December 2021.
How many years of experience does Jonathon Soucier have?
Jonathon Soucier has 15 years in the financial industry, since February 2011, across 5 adviser firms.
What exams has Jonathon Soucier passed?
Jonathon Soucier has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2009. FINRA credited Jonathon Soucier with the SIE, which began in October 2018.
Where did Jonathon Soucier work before Wealth Teams Alliance?
Before Wealth Teams Alliance, Jonathon Soucier was registered through Park Avenue Securities LLC, November 2015 to June 2020; Capital Synergy Partners, October 2012 to October 2015; Innovatum Capital Partners, LLC, July 2012 to February 2014; MML Investors Services, LLC, January 2010 to May 2012.
Where is Jonathon Soucier based?
Jonathon Soucier’s registered office is in Irvine, CA.
Is Jonathon Soucier registered with FINRA?
No. Jonathon Soucier has no current broker registration.
How can I verify Jonathon Soucier’s record?
Search CRD 5645998 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jonathon Soucier’s full registration record.
