Vima provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 51–100 clients last fiscal year.
Vima reports 1,182 clients. They include 1,143 individual clients and 39 high-net-worth individuals. Of its assets, 99.6% ($229M across 1,177 accounts) are managed with discretion; $954K across 4 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 97% | 76% |
| High-net-worth individuals | 3% | 24% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,143 | $176M | 76.5% | $154K |
| High-net-worth individuals | 39 | $54M | 23.5% | $1.38M |
| Total | 1,182 | $229M | 100% | $194K |
- Clients
- 1,143
- Regulatory AUM
- $176M
- AUM share
- 76.5%
- Avg. per client
- $154K
- Clients
- 39
- Regulatory AUM
- $54M
- AUM share
- 23.5%
- Avg. per client
- $1.38M
Total
- Clients
- 1,182
- Regulatory AUM
- $229M
- AUM share
- 100%
- Avg. per client
- $194K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Vima is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- 401k Consulting
- Fee of 0.1% to 2.5% of assets under advisement for 401k consulting, billed quarterly at the end of the previous quarter.
Michael Mazzola owns 50% to 75% of Vima. The leadership team of Vima includes Chief Compliance Officer Michael Mazzola. It has 13 employees, 12 of them in advisory roles.
Staff
- 13 employees
- 12 in advisory functions
- 12 state-registered reps
- 8 insurance agents
- Owns 50% to 75% of Vima, LLC
Michael Mazzola
Control person · since December 2008
- Owns 50% to 75% of Vima, LLC
Michael Vissotski
Control person · since December 2008
Vima’s regulatory assets grew 2.0× from $113M (July 2024) to $229M (May 2026); clients rose from 452 to 1,182 and employees fell from 14 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $229M | 1,182 | 13 | 1 |
| Mar 2025March 2025 | $150M | 897 | 15 | 1 |
| Jul 2024July 2024 | $113M | 452 | 14 | 1 |
Besides its headquarters, Vima has 0 offices, with 1 listed address in 1 state.
Michigan · 1 listed address
- 46 East Square Lake RD., TroyHQ
Contact and registration details
- Legal name
- Vima, LLC
- Headquarters
- 46 East Square Lake RD., Troy, MI 48085
- Website
- vimawealth.com
- Phone
- 248-526-6700
- SEC file
- 801-129108
- Structure
- Michigan LLC
- Fiscal year end
- December
Vima’s named custodian for separately managed accounts is Pershing ($167M). Vima has custody of $60.4M for 277 clients.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $167M100%
At year end, Vima’s separately managed accounts were mostly in funds (53%) and stocks (29%). Its reported 13F holdings for the quarter ended 30 June 2026 total $103M across 372 positions; the largest are Iren Ltd Registered Shs Isin#au0000185993 (5.2%), Pimco ETF TR Enhanced Short Mat Active ETF (4.9%) and Nvidia Corp. (4.6%).
What the accounts hold
- Stocks29%
- Funds53%
- Registered funds51%
- Pooled vehicles2%
- Bonds1%
- Cash4%
- Other13%
- Structured notes13%
How many clients does Vima have?
Vima has 1,182 clients and manages $229 million for them, as of May 2026. They include 1,143 individual clients and 39 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 May 2026
What services does Vima offer?
Vima provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Vima use?
Vima’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $167M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 May 2026
How many financial advisors does Vima have?
Vima has 12 investment adviser representatives registered with state securities authorities, out of 13 employees, and 12 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vima invest in?
At the end of its last fiscal year, Vima’s separately managed accounts held 51% registered funds (mutual funds, ETFs, BDCs), 29% exchange-traded equities, 13% other, 4% cash and equivalents, 2% pooled vehicles (private funds and similar) and 1% U.S. government and agency bonds. The 13% other category is described as: Structured Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Vima?
Vima’s direct owners are Michael Mazzola (50% to 75%) and Michael Vissotski (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 8 May 2026
How does Vima get paid?
Vima is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Vima?
Vima’s main office is at 46 East Square Lake RD., Troy, MI 48085. Its phone number is 248-526-6700. Its website is vimawealth.com.