Michael Maley has been an investment adviser representative at Vima since July 2014, and is not listed among the firm’s executive officers or direct owners.
Vima, LLC is a Troy, MI firm with $229M under management, 1,182 clients and 12 advisers in one office, as of its May 2026 filing.
Michael Maley’s longest registration is the current one, 12 years at Vima since 2014. Before joining Vima in 2014, Michael Maley was registered through Liberty Partners Capital Management, LLC and LPL Financial LLC.
- Liberty Partners Capital Management, LLC– · 2 yearsRochester Hills, MI · Adviser representative · Firm CRD 131117
- LPL Financial LLC– · 1 yearRochester Hills, MI · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Michael Maley is registered as an investment adviser representative in Michigan, since July 2014.
- MichiganSince 18 July 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 March 1997 |
| Series 12 | NYSE Branch Manager Examination | 4 May 1985 |
| Series 5 | Interest Rate Options Examination | 17 October 1981 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 March 1981 |
| Series 4 | Registered Options Principal Examination | 15 November 1979 |
| Series 24 | General Securities Principal Examination | 11 April 1979 |
| PC | AMEX Put and Call Exam | 14 July 1977 |
| Series 1 | Registered Representative Examination | 14 October 1965 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- NYSE Branch Manager Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- AMEX Put and Call Exam
- Name
- Registered Representative Examination
- Full name
- Michael August Maley
- CRD
- 317834
- Firm
- Vima · CRD 148833
- Office
- 46 EAST SQUARE LAKE RD., Troy, MI 48085
- Registration
- Investment adviser registration
- In the industry since
- November 1979
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Maley work?
Michael Maley is an investment adviser representative registered through Vima, LLC since July 2014, and is not listed among the firm’s executive officers or direct owners.
Is Michael Maley a financial advisor?
Yes. Michael Maley has a current investment-adviser registration in Michigan, through Vima since July 2014.
How many years of experience does Michael Maley have?
Michael Maley has 46 years in the financial industry, since November 1979, across 3 adviser firms.
What exams has Michael Maley passed?
Michael Maley has passed 8 licensing exams: the Series 1, PC, Series 24, Series 4, Series 63, Series 5, Series 12 and Series 65. The earliest, the Series 1, was passed in October 1965. FINRA credited Michael Maley with the SIE, which began in October 2018.
Where did Michael Maley work before Vima?
Before Vima, Michael Maley was registered through LPL Financial LLC, November 2010 to December 2011.
Where is Michael Maley based?
Michael Maley’s registered office is in Troy, MI.
Is Michael Maley registered with FINRA?
No. Michael Maley has no current broker registration.
How can I verify Michael Maley’s record?
Search CRD 317834 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Maley’s full registration record.