Michael Mazzola has been Managing Member/Chief Compliance Officer of Vima since December 2008, is a control person of the firm and directly owns between 50% and 75% of it.
Vima, LLC is a Troy, MI firm with $229M under management, 1,182 clients and 12 advisers in one office, as of its May 2026 filing.
Investment adviser representative registrations
Michael Mazzola is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2010; the most recent is Texas, in March 2022.
- FloridaSince 2 July 2012
- MichiganSince 21 May 2010
- TexasResidentSince 11 March 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 April 2010 |
| Series 31 | Futures Managed Funds Examination | 23 August 2001 |
| Series 7 | General Securities Representative Examination | 31 July 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 June 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 June 2000 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Joseph Mazzola
- CRD
- 4194372
- Firm
- Vima · CRD 148833
- Role
- Managing Member/Chief Compliance Officer
- Office
- 46 EAST SQUARE LAKE RD., Troy, MI 48085
- Registration
- Investment adviser registration
- In the industry since
- May 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Mazzola work?
Michael Mazzola has been Managing Member/Chief Compliance Officer of Vima, LLC since December 2008, and is a control person of the firm.
Is Michael Mazzola a financial advisor?
Yes. Michael Mazzola has a current investment-adviser registration in Florida, Michigan and Texas, through Vima since May 2010.
How many years of experience does Michael Mazzola have?
Michael Mazzola has 16 years in the financial industry, since May 2010, across 1 adviser firm.
What exams has Michael Mazzola passed?
Michael Mazzola has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 31 and Series 65. The earliest, the Series 6, was passed in June 2000.
Where is Michael Mazzola based?
Michael Mazzola’s registered office is in Troy, MI.
Is Michael Mazzola registered with FINRA?
No. Michael Mazzola has no current broker registration.
How can I verify Michael Mazzola’s record?
Search CRD 4194372 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Mazzola’s full registration record.