Dennis Prost has been an investment adviser representative at Vima since July 2022, and is not listed among the firm’s executive officers or direct owners.
Vima, LLC is a Troy, MI firm with $229M under management, 1,182 clients and 12 advisers in one office, as of its May 2026 filing.
Dennis Prost’s longest registration was 8 years at Investment Advisors (2010–2018). Before joining Vima in 2022, Dennis Prost was registered through PVG Asset Management Corp and Harvest Investment Services, LLC.
- PVG Asset Management Corp– · 2 yearsTroy, MI · Adviser representative · Firm CRD 105541
- Harvest Investment Services, LLC– · 6 yearsTroy, MI · Adviser representative · Firm CRD 159390
- Investment Advisors– · 8 yearsTroy, MI · Adviser representative · Firm CRD 15708
Investment adviser representative registrations
Dennis Prost is registered as an investment adviser representative in Michigan, since July 2022.
- MichiganSince 26 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 22 | Direct Participation Programs Representative Examination | 27 February 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 28 December 1999 |
| Series 24 | General Securities Principal Examination | 14 September 1999 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 21 February 1997 |
| Series 62 | Corporate Securities Limited Representative Examination | 11 October 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 October 1989 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 September 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Dennis M Prost
- CRD
- 1983921
- Firm
- Vima · CRD 148833
- Office
- Ameri-Center, 200 E. Big Beaver Rd., Troy, MI 48083
- Registration
- Investment adviser registration
- In the industry since
- September 1989
- Disciplinary history
- Not yet shown here · SEC record
Where does Dennis Prost work?
Dennis Prost is an investment adviser representative registered through Vima, LLC since July 2022, and is not listed among the firm’s executive officers or direct owners.
Is Dennis Prost a financial advisor?
Yes. Dennis Prost has a current investment-adviser registration in Michigan, through Vima since July 2022.
How many years of experience does Dennis Prost have?
Dennis Prost has 37 years in the financial industry, since September 1989, across 4 adviser firms.
What exams has Dennis Prost passed?
Dennis Prost has passed 7 licensing exams: the Series 6, Series 63, Series 62, Series 26, Series 24, Series 65 and Series 22. The earliest, the Series 6, was passed in September 1989. FINRA credited Dennis Prost with the SIE, which began in October 2018.
Where did Dennis Prost work before Vima?
Before Vima, Dennis Prost was registered through Harvest Investment Services, LLC, January 2014 to February 2020; Investment Advisors, April 2010 to July 2018.
Where is Dennis Prost based?
Dennis Prost’s registered office is in Troy, MI.
Is Dennis Prost registered with FINRA?
No. Dennis Prost has no current broker registration.
How can I verify Dennis Prost’s record?
Search CRD 1983921 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dennis Prost’s full registration record.