Matthew Doering has been an investment adviser representative at Vima since April 2020, and is not listed among the firm’s executive officers or direct owners.
Vima, LLC is a Troy, MI firm with $229M under management, 1,182 clients and 12 advisers in one office, as of its May 2026 filing.
Matthew Doering’s longest registration was 8 years at Edward Jones (2010–2019). Before joining Vima in 2020, Matthew Doering was registered through Thurston Springer Financial and Edward Jones.
- Thurston Springer Financial– · under a yearIndianapolis, IN · Adviser representative · Firm CRD 8478
- Edward Jones– · 8 yearsBloomington, IN · Adviser representative · Firm CRD 250
- Chase Investment Services Corp.– · 5 yearsBedford, IN · Adviser representative · Firm CRD 25574
- Banc One Securities Corporation– · under a yearBedford, IN · Adviser representative · Firm CRD 16999
- Legend Advisory Corp– · 1 yearBloomington, IN · Adviser representative · Firm CRD 104761
Investment adviser representative registrations
Matthew Doering is registered as an investment adviser representative in Indiana, since April 2020.
- IndianaSince 6 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 1 October 2003 |
| Series 66 | Uniform Combined State Law Examination | 4 September 2003 |
| Series 7 | General Securities Representative Examination | 15 July 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 April 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 April 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Matthew Raymond Doering
- CRD
- 2466065
- Firm
- Vima · CRD 148833
- Office
- 46 EAST SQUARE LAKE RD., Troy, MI 48085
- Registration
- Investment adviser registration
- In the industry since
- February 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Matthew Doering work?
Matthew Doering is an investment adviser representative registered through Vima, LLC since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Matthew Doering a financial advisor?
Yes. Matthew Doering has a current investment-adviser registration in Indiana, through Vima since April 2020.
How many years of experience does Matthew Doering have?
Matthew Doering has 31 years in the financial industry, since February 1995, across 6 adviser firms.
What exams has Matthew Doering passed?
Matthew Doering has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 66 and Series 24. The earliest, the Series 63, was passed in April 1994. FINRA credited Matthew Doering with the SIE, which began in October 2018.
Where did Matthew Doering work before Vima?
Before Vima, Matthew Doering was registered through Thurston Springer Financial, February 2019 to February 2020; Edward Jones, November 2010 to March 2019; Chase Investment Services Corp., July 2005 to November 2010; Banc One Securities Corporation, January 2005 to July 2005; Legend Advisory Corp, September 2003 to February 2005.
Where is Matthew Doering based?
Matthew Doering’s registered office is in Troy, MI.
Is Matthew Doering registered with FINRA?
No. Matthew Doering has no current broker registration.
How can I verify Matthew Doering’s record?
Search CRD 2466065 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Matthew Doering’s full registration record.