Judy Goldis has been an investment adviser representative at Vima since September 2024, and is not listed among the firm’s executive officers or direct owners.
Vima, LLC is a Troy, MI firm with $229M under management, 1,182 clients and 12 advisers in one office, as of its May 2026 filing.
Judy Goldis’ longest registration was 12 years at SPC (2009–2021). Before joining Vima in 2024, Judy Goldis was registered through Oliver Lagore Vanvalin Investment Group, Inc. and SPC.
- Oliver Lagore Vanvalin Investment Group, Inc.– · 3 yearsBloomfield Drive, MI · Adviser representative · Firm CRD 312989
- SPC– · 12 yearsBloomfield Hills, MI · Adviser representative · Firm CRD 110692
- SPC– · 1 yearFarmington Hills, MI · Adviser representative · Firm CRD 110692
Investment adviser representative registrations
Judy Goldis is registered as an investment adviser representative in Michigan, since September 2024.
- MichiganSince 9 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 14 December 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 August 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 July 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Judy Ilene Goldis
- CRD
- 2142344
- Firm
- Vima · CRD 148833
- Office
- 200 E. Big Beaver Rd., Troy, MI 48083
- Registration
- Investment adviser registration
- In the industry since
- October 1991
- Disciplinary history
- Not yet shown here · SEC record
Where does Judy Goldis work?
Judy Goldis is an investment adviser representative registered through Vima, LLC since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Judy Goldis a financial advisor?
Yes. Judy Goldis has a current investment-adviser registration in Michigan, through Vima since September 2024.
How many years of experience does Judy Goldis have?
Judy Goldis has 35 years in the financial industry, since October 1991, across 3 adviser firms.
What exams has Judy Goldis passed?
Judy Goldis has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in July 1991. FINRA credited Judy Goldis with the SIE, which began in October 2018.
Where did Judy Goldis work before Vima?
Before Vima, Judy Goldis was registered through Oliver Lagore Vanvalin Investment Group, Inc., May 2021 to August 2024; SPC, January 2009 to May 2021; SPC, September 2005 to December 2006.
Where is Judy Goldis based?
Judy Goldis’ registered office is in Troy, MI.
Is Judy Goldis registered with FINRA?
No. Judy Goldis has no current broker registration.
How can I verify Judy Goldis’ record?
Search CRD 2142344 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Judy Goldis’ full registration record.