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Vanguard Capital Management

SEC-registered adviser since 2025Malvern, PACRD 338002

128
Clients
235
Advisory staff

From Form ADV filed 21 September 2026 · data retrieved 15 October 2026SEC record

Vanguard Capital Management is an investment adviser headquartered in Malvern, Pennsylvania, and registered with the SEC since 2025. Its clients include investment companies.

Its services include portfolio management for investment companies and selecting other managers. Fee arrangements include a percentage of assets under management and other arrangements. Vanguard Group Inc owns 75% or more of Vanguard Capital Management.

Clients

Vanguard Capital Management serves 128 clients. The average client has about $65.9 billion with the firm.

Regulatory assets by client type
  • Investment companies128 clients100%
Show client breakdown
Investment companies
Clients
128
Regulatory AUM
$8,436,181,597,982
Share
100.0%
Avg. per client
$65.91B

Total

Clients
128
Regulatory AUM
$8,436,181,597,982
Share
100%
Avg. per client
$65.91B

What it does

Vanguard Capital Management provides portfolio management for investment companies and selecting other managers. It is paid through a percentage of assets and other arrangements.

Vanguard Capital Management advises no private funds.

100.0% of assets ($8436.18B across 128 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Vanguard Capital Management does not have custody of client assets.

Managed account assets by custodian
  • All other custodians$8436.18B100%

Ownership and leadership

Vanguard Group Inc owns 75% or more of Vanguard Capital Management.

Who owns the firm
Vanguard Capital Management, LLC· the adviser
  • Vanguard Group Inc

    Control person · since June 2025

    Owns 75% or more of Vanguard Capital Management, LLC

Leadership

  • Carrie Simons
    Chief Financial Officer
  • Jacqueline Angell
    Chief Compliance Officer
  • Glenn Booraem
    Manager
  • Carl Comegys
    Manager and Chief Investment Officer
  • Sara Devereux
    Manager and Chief Investment Officer
  • Laura Merianos
    Manager
  • Manish Nagar
    Manager
  • Michael Smolenski
    Manager

Staff

  • 235 employees
  • 235 in advisory functions

Reported holdings

Vanguard Capital Management’s reported 13F holdings total $4680.13B across 4,092 positions, and the ten largest make up 32.6% of it.

$4680.13B
Reported 13F value
4,092
Positions
32.6%
In the 10 largest
+17.1%
Value vs. prior quarter
Ten largest positions, share of reported value
  1. Nvidia Corporation6.6%
  2. Apple Inc.5.9%
  3. Microsoft Corp.3.9%
  4. Amazon Com Inc.3.2%
  5. Alphabet Inc. · Cap Stk CL A2.9%
  6. Broadcom Inc.2.5%
  7. Alphabet Inc. · Cap Stk CL C2.3%
  8. Micron Technology Inc.1.8%
  9. Meta Platforms Inc. · CL A1.7%
  10. Tesla Inc.1.7%

Together, the ten largest are 32.6% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 13 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $4680.13B is not its $8436.18B in regulatory assets and does not represent any individual client's portfolio.

Fees

Vanguard Capital Management is paid through a percentage of assets under management and other.

Vanguard Capital Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Vanguard Capital Management has 2 offices (1 private residence, listed without an address), with 2 listed addresses across 2 states.

Listed office addresses by state

Pennsylvania · 1 listed address

  • 100 Vanguard Boulevard, MalvernHQ

Registration details

Legal name
Vanguard Capital Management, LLC
Headquarters
100 Vanguard Boulevard, Malvern, PA 19355
Website
Not reported
SEC file
801-134586
Structure
Pennsylvania LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Vanguard Capital Management have?

Vanguard Capital Management has 128 clients and manages $8436.2 billion for them, as of September 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026

What services does Vanguard Capital Management offer?

Vanguard Capital Management provides portfolio management for investment companies and selecting other managers.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Vanguard Capital Management have?

Vanguard Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 235 employees, and 235 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Vanguard Capital Management?

Vanguard Capital Management is owned through a holding company by Vanguard Index Funds. Its direct owner is Vanguard Group Inc (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 21 September 2026

How does Vanguard Capital Management get paid?

Vanguard Capital Management is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 21 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 338002.
  3. Form 13F-HR, filed 13 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Vanguard Capital Management, LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.