Top 6 financial advisor firms in Malvern

6 SEC-registered financial advisor firms are headquartered in Malvern, PA, with $7.86B in combined regulatory assets under management. The largest by assets are Wharton Business Group ($4.57B), Traynor Capital Management ($2.42B) and Malvern Capital Management ($258M).

6
Financial advisor firms: $7.86B
Their combined AUM: $257M
Median firm AUM: 2,815
Clients of the top 6

The 6 largest by assets

1
Wharton Business Group
RIA
$4.57B
0.30% to 0.50% a year
2
Traynor Capital Management
RIA
$2.42B
Up to 1.25% a year
3
Malvern Capital Management
RIA
$258M
0.25% to 1.25% a year
4
CMG Capital Management Group
RIA
$257M
Regulatory AUM
5
Wharton Wealth Management
RIA
$209M
0.38% to 1.15%
6
Troutman Wealth Management
RIA
$153M
0.50% to 1.00%

Profiles of the top 6

No. 1 · RIA

Wharton Business Group

Wharton Business Group is an investment adviser based in Malvern, PA, registered with the SEC since 2009. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations, and corporations and other businesses. Its regulatory assets under management total $4.57 billion, as filed on 1 August 2026.

Wharton Business Group charges 0.30%–0.50% a year for its Investment Advisory Services.

Regulatory AUM: $4.57B
Clients: 119
Advisory staff: 3
Fee schedule: 0.30% to 0.50% a year
Custodians: Charles Schwab
Headquarters: 110 N. Phoenixville Pike, Suite 300, Malvern, PA 19355
Phone: 484-327-8262
Website: aleragroup.com

No. 2 · RIA

Traynor Capital Management

Traynor Capital Management is an investment adviser based in Malvern, PA, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $2.42 billion, as filed on 14 September 2026.

Traynor Capital Management charges up to 1.25% a year for its Portfolio management services.

Regulatory AUM: $2.42B
Clients: 1,590
Advisory staff: 6
Founded: 2006
Fee schedule: Up to 1.25% a year
Custodians: Fidelity
Headquarters: 418 E King St, Malvern, PA 19355
Phone: 610-993-9050
Website: traynorcapitalmanagement.com

No. 3 · RIA

Malvern Capital Management

Malvern Capital Management is an investment adviser based in Malvern, PA, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $258 million, as filed on 19 February 2026.

Malvern Capital Management charges 0.25%–1.25% a year for its Investment Management.

Regulatory AUM: $258M
Clients: 133
Advisory staff: 4
Founded: 2018
Fee schedule: 0.25% to 1.25% a year
Minimum account: $500,000
Custodians: Fidelity, Hand Benefit & Trust
Headquarters: 5 Great Valley Parkway, Suite 226, Malvern, PA 19355
Phone: 610-979-1462
Website: malverncap.com

No. 4 · RIA

CMG Capital Management Group

CMG Capital Management Group is an investment adviser based in Malvern, PA, registered with the SEC since 1993. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and pooled investment vehicles. Its regulatory assets under management total $257 million, as filed on 24 April 2026.

Regulatory AUM: $257M
Clients: 538
Advisory staff: 8
Custodians: Axos Advisor Services, U.S. Bank
Headquarters: 75 Valley Stream Parkway, Suite 201, Malvern, PA 19355
Phone: 610-989-9090
Website: cmgprivatewealth.com

No. 5 · RIA

Wharton Wealth Management

Wharton Wealth Management is an investment adviser based in Malvern, PA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $209 million, as filed on 1 April 2026.

Wharton Wealth Management charges 0.38%–1.15% for its Investment Management. The brochure does not state whether the rate is annual.

Regulatory AUM: $209M
Clients: 333
Advisory staff: 2
Fee schedule: 0.38% to 1.15%
Custodians: Pershing
Headquarters: 110 Phoenixville Pike, Suite 300, Malvern, PA 19355
Phone: 484-328-3590
Website: whartonwealth.com

No. 6 · RIA

Troutman Wealth Management

Troutman Wealth Management is an investment adviser based in Malvern, PA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $153 million, as filed on 30 March 2026.

Troutman Wealth Management charges 0.50%–1.00% for its Individually Managed Accounts. The brochure does not state whether the rate is annual.

Regulatory AUM: $153M
Clients: 102
Advisory staff: 1
Fee schedule: 0.50% to 1.00%
Custodians: Charles Schwab
Headquarters: 101 Lindenwood Drive, Suite 225, Malvern, PA 19335
Phone: 484-256-7466
Website: troutmanwealthmanagement.com

Questions about financial advisors in Malvern

How many financial advisor firms are headquartered in Malvern?

6 SEC-registered financial advisor firms report their principal office in Malvern, PA, managing $7.86B in regulatory assets between them. The other 7 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Malvern?

Wharton Business Group, with $4.57B in regulatory assets under management on its latest Form ADV. The next largest are Traynor Capital Management ($2.42B) and Malvern Capital Management ($258M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Malvern?

The median firm manages $257M in regulatory assets. That is the midpoint of the 6 firms headquartered in Malvern.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Malvern charge?

Of the 6 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.50% to 1.25% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Malvern?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Malvern has 6 financial advisor firms; see every adviser in the city →