Traynor Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 251–500 clients last fiscal year.
Traynor Capital Management reports 1,590 clients. They include 1,180 individual clients and 410 high-net-worth individuals. Of its assets, 77.3% ($1.87B across 1,280 accounts) are managed with discretion; $551M across 380 accounts are not. It advised 985 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 74% | 60% |
| High-net-worth individuals | 26% | 40% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,180 | $1.46B | 60.2% | $1.23M |
| High-net-worth individuals | 410 | $965M | 39.8% | $2.35M |
| Total | 1,590 | $2.42B | 100% | $1.52M |
- Clients
- 1,180
- Regulatory AUM
- $1.46B
- AUM share
- 60.2%
- Avg. per client
- $1.23M
- Clients
- 410
- Regulatory AUM
- $965M
- AUM share
- 39.8%
- Avg. per client
- $2.35M
Total
- Clients
- 1,590
- Regulatory AUM
- $2.42B
- AUM share
- 100%
- Avg. per client
- $1.52M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 985
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Traynor Capital Management charges up to 1.25% a year for its Portfolio management services. The fee is billed in advance and is negotiable.
Fee details and sources
Keith Traynor owns 75% or more of Traynor Capital Management. Keith Traynor is CEO. It has 12 employees, 6 of them in advisory roles.
Leadership
- Keith TraynorChief Executive Officer, Shareholder, Chief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Simon Antoine Arrata
- Matthew Robert Ihlein
- Michael John Jordan
- Rachel Nicole Leddy
- David Curtis Peck
- Keith Thomas Traynor
- Julia Vandergast
Staff
- 12 employees
- 6 in advisory functions
- 6 state-registered reps
- Owns 75% or more of Traynor Capital Management, Inc.
Keith Traynor
Control person · since December 2005
Traynor Capital Management’s regulatory assets grew 3.3× from $726M (February 2021) to $2.42B (September 2026); clients rose from 695 to 1,590 and employees from 8 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $2.42B | 1,590 | 12 | 1 |
| March 2025 | $1.85B | 985 | 12 | 1 |
| March 2024 | $1.25B | 1,003 | 12 | 1 |
| March 2023 | $823M | 965 | 9 | 1 |
| March 2022 | $934M | 877 | 10 | 1 |
| February 2021 | $726M | 695 | 8 | 1 |
Besides its headquarters, Traynor Capital Management has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 418 E King St, MalvernHQ
Other business names
Traynor Capital Management has reported 1 other business name to the SEC.
- Cooperative Financial
Contact and registration details
- Legal name
- Traynor Capital Management, Inc.
- Headquarters
- 418 E King St, Malvern, PA 19355
- Website
- traynorcapitalmanagement.com
- Phone
- 610-993-9050
- SEC file
- 801-78760
- Founded
- 2006
- Structure
- Pennsylvania corporation
- Fiscal year end
- December
Traynor Capital Management uses Fidelity ($2.41B) as custodian for its separately managed accounts. Traynor Capital Management has custody of $2.42B in client assets for 1,680 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $2.41B100%
At year end, Traynor Capital Management’s separately managed accounts were mostly in stocks (66%) and funds (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.18B across 369 positions; the largest are Nvidia Corporation (12.7%), Apple Inc. (7.8%) and Alphabet Inc. (7.4%).
What the accounts hold
- Stocks66%
- Funds22%
- Bonds3%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash9%
Reported 13F holdings
- $2.18B
- Reported 13F value
- 369
- Positions
- 53.0%
- In the 10 largest
- +27.7%
- Value vs. prior quarter
- Nvidia Corporation12.7%
- Apple Inc.7.8%
- Alphabet Inc. · Cap Stk CL A7.4%
- Amazon Com Inc.7.0%
- Direxion Shares ETF Trust · Dai Sem Bul ETF3.4%
- Netflix Inc..3.3%
- Broadcom Inc.3.2%
- Eli Lilly & CO3.0%
- J P Morgan Exchange Traded F · Equity Premium2.7%
- iShares TR · iShares Semicdtr2.5%
Together, the ten largest are 53.0% of reported value.
How many clients does Traynor Capital Management have?
Traynor Capital Management has 1,590 clients and manages $2.42 billion for them, as of September 2026. They include 1,180 individual clients and 410 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026
What services does Traynor Capital Management offer?
Traynor Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Traynor Capital Management charge?
Traynor Capital Management charges up to 1.25% a year for its Portfolio management services. The fee is billed in advance and is negotiable.
Source: TRAYNOR CAPITAL MANAGEMENT ADV PART 2A BROCHURE, filed 14 September 2026
Which custodians does Traynor Capital Management use?
Traynor Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $2.41B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026
How many financial advisors does Traynor Capital Management have?
Traynor Capital Management has 6 investment adviser representatives registered with state securities authorities, out of 12 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Traynor Capital Management invest in?
At the end of its last fiscal year, Traynor Capital Management’s separately managed accounts held 66% exchange-traded equities, 22% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 2% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Traynor Capital Management?
Traynor Capital Management’s direct owner is Keith Traynor (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 14 September 2026
How does Traynor Capital Management get paid?
Traynor Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Traynor Capital Management registered with the SEC?
Yes, Traynor Capital Management has been registered with the SEC as an investment adviser since 5 November 2013. Its CRD number is 138881 and its SEC file number is 801-78760.
Source: Form ADV Part 1A, Item 1, filed 14 September 2026; IAPD firm record
How do I contact Traynor Capital Management?
Traynor Capital Management’s main office is at 418 E King St, Malvern, PA 19355. Its phone number is 610-993-9050. Its website is traynorcapitalmanagement.com.