Troutman Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Troutman Wealth Management reports 102 clients. They include 51 individual clients, 49 high-net-worth individuals and 2 charitable organizations. Of its assets, 100.0% ($153M across 393 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 50% | 10% |
| High-net-worth individuals | 48% | 90% |
| Charitable organizations | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 51 | $15.6M | 10.2% | $305K |
| High-net-worth individuals | 49 | $136M | 89.5% | $2.79M |
| Charitable organizations | Fewer than 5 | $444K | 0.3% | $222K |
| Total | 102 | $153M | 100% | — |
- Clients
- 51
- Regulatory AUM
- $15.6M
- AUM share
- 10.2%
- Avg. per client
- $305K
- Clients
- 49
- Regulatory AUM
- $136M
- AUM share
- 89.5%
- Avg. per client
- $2.79M
- Clients
- Fewer than 5
- Regulatory AUM
- $444K
- AUM share
- 0.3%
- Avg. per client
- $222K
Total
- Clients
- 102
- Regulatory AUM
- $153M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Troutman Wealth Management charges 0.50%–1.00% for its Individually Managed Accounts. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.
Fee details and sources
Stephen Troutman owns 75% or more of Troutman Wealth Management. The leadership team of Troutman Wealth Management includes President Stephen Troutman. It has 2 employees, 1 of them in advisory roles.
Leadership
Stephen TroutmanPresident/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Troutman Wealth Management, LLC
Stephen Troutman
Control person · since March 2019
Troutman Wealth Management’s regulatory assets grew from $102M (July 2021) to $153M (March 2026); clients rose from 81 to 102 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $153M | 102 | 2 | 1 |
| March 2025 | $133M | 102 | 2 | 1 |
| March 2024 | $119M | 95 | 2 | 1 |
| March 2023 | $102M | 94 | 2 | 1 |
| March 2022 | $118M | 89 | 2 | 1 |
| July 2021 | $102M | 81 | 2 | 1 |
Besides its headquarters, Troutman Wealth Management has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 101 Lindenwood Drive, Suite 225, MalvernHQ
Other business names
Troutman Wealth Management has reported 1 other business name to the SEC.
- Troutman Wealth
Contact and registration details
- Legal name
- Troutman Wealth Management, LLC
- Headquarters
- 101 Lindenwood Drive, Suite 225, Malvern, PA 19335
- Website
- troutmanwealthmanagement.com
- Phone
- 484-256-7466
- SEC file
- 801-121486
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Troutman Wealth Management uses Charles Schwab ($153M) as custodian for its separately managed accounts. Troutman Wealth Management has custody of $5.71M in client assets for 3 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $153M100%
At year end, Troutman Wealth Management’s separately managed accounts were mostly in funds (96%). Its reported 13F holdings for the quarter ended 30 June 2026 total $130M across 38 positions; the largest are Capital Grp Fixed Incm ETF T (13.5%), Vanguard BD Index Fds (9.4%) and Vanguard Whitehall Fds (8.5%).
What the accounts hold
- Stocks3%
- Funds96%
- Registered funds95%
- Pooled vehicles1%
- Bonds1%
- Cash1%
Reported 13F holdings
- $130M
- Reported 13F value
- 38
- Positions
- 71.4%
- In the 10 largest
- +8.4%
- Value vs. prior quarter
- Capital Grp Fixed Incm ETF T · Comm13.5%
- Vanguard BD Index Fds · Comm9.4%
- Vanguard Whitehall Fds · Comm8.5%
- Capital Group Intl Focus EQT · Comm8.2%
- Capital Group Growth ETF · Comm6.9%
- Capital Group Conservative E · Comm6.4%
- Capital Grp Fixed Incm ETF T · Comm5.7%
- SPDR Series Trust · Comm4.4%
- Vanguard Index Fds · Comm4.4%
- Vanguard Index Fds · Comm4.0%
Together, the ten largest are 71.4% of reported value.
How many clients does Troutman Wealth Management have?
Troutman Wealth Management has 102 clients and manages $153 million for them, as of March 2026. They include 51 individual clients, 49 high-net-worth individuals and 2 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Troutman Wealth Management offer?
Troutman Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Troutman Wealth Management charge?
Troutman Wealth Management charges 0.50%–1.00% for its Individually Managed Accounts. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.
Source: TROUTMAN WEALTH MANAGEMENT DISCLOSURE BROCHURE, filed 30 March 2026
Which custodians does Troutman Wealth Management use?
Troutman Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $153M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Troutman Wealth Management have?
Troutman Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Troutman Wealth Management invest in?
At the end of its last fiscal year, Troutman Wealth Management’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 1% state and local bonds, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Troutman Wealth Management?
Troutman Wealth Management’s direct owner is Stephen Troutman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Troutman Wealth Management get paid?
Troutman Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Troutman Wealth Management registered with the SEC?
Yes, Troutman Wealth Management has been registered with the SEC as an investment adviser since 14 July 2021. Its CRD number is 301107 and its SEC file number is 801-121486.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact Troutman Wealth Management?
Troutman Wealth Management’s main office is at 101 Lindenwood Drive, Suite 225, Malvern, PA 19335. Its phone number is 484-256-7466. Its website is troutmanwealthmanagement.com.