Stephen Troutman has been President/Chief Compliance Officer of Troutman Wealth Management since March 2019, is a control person of the firm and directly owns 75% or more of it.
Troutman Wealth Management, LLC is a Malvern, PA firm with $153M under management, 102 clients and 1 adviser in one office, as of its March 2026 filing.
Steve Troutman is Founder of Troutman Wealth Management, LLC. He started in the financial services industry in 1999, and an internship there became a 20 year career.
Professional designations
Listed by Troutman Wealth Management
- Certified Financial Planner (CFP®)
Investment adviser representative registrations
Stephen Troutman is registered as an investment adviser representative in 2 states. The first approvals date from May 2019; the most recent is Texas, in April 2024.
- PennsylvaniaSince 6 May 2019
- TexasSince 15 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 5 May 2004 |
| Series 7 | General Securities Representative Examination | 21 April 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Stephen Michael Troutman
- CRD
- 4747105
- Firm
- Troutman Wealth Management · CRD 301107
- Role
- President/Chief Compliance Officer
- Office
- 101 LINDENWOOD DRIVE, SUITE 225, Malvern, PA 19335
- Registration
- Investment adviser registration
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- troutmanwealthmanagement.com
Where does Stephen Troutman work?
Stephen Troutman has been President/Chief Compliance Officer of Troutman Wealth Management, LLC since March 2019, and is a control person of the firm.
Is Stephen Troutman a financial advisor?
Yes. Stephen Troutman has a current investment-adviser registration in Pennsylvania and Texas, through Troutman Wealth Management since May 2019.
How many years of experience does Stephen Troutman have?
Stephen Troutman has 22 years in the financial industry, since April 2004, across 1 adviser firm.
What exams has Stephen Troutman passed?
Stephen Troutman has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in April 2004. FINRA credited Stephen Troutman with the SIE, which began in October 2018.
Where is Stephen Troutman based?
Stephen Troutman’s registered office is in Malvern, PA.
Is Stephen Troutman registered with FINRA?
No. Stephen Troutman has no current broker registration.
Is Stephen Troutman a CFP?
Troutman Wealth Management lists Stephen Troutman with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
Source: Steve Troutman, CFP® biography, troutmanwealthmanagement.com
How can I verify Stephen Troutman’s record?
Search CRD 4747105 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Stephen Troutman’s full registration record.