{"url":"https://nivawealth.com/firms/troutman-wealth-management-301107","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/301107","regulatoryAum":152502715,"crd":"301107","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4747105","suffix":null,"lastName":"TROUTMAN","firstName":"STEPHEN","middleName":"MICHAEL"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-13","regulatoryAum":102348550,"clients":81,"employees":2,"offices":1},{"filedOn":"2022-03-23","regulatoryAum":117657893,"clients":89,"employees":2,"offices":1},{"filedOn":"2023-03-22","regulatoryAum":102424710,"clients":94,"employees":2,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":119013496,"clients":95,"employees":2,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":132789486,"clients":102,"employees":2,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":152502715,"clients":102,"employees":2,"offices":1}],"secFileNumber":"801-121486","legalName":"Troutman 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They include 51 individual clients, 49 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Troutman Wealth Management offer?","answer":"Troutman Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Troutman Wealth Management charge?","answer":"Troutman Wealth Management charges 0.50%–1.00% for its Individually Managed Accounts. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.","source":"TROUTMAN WEALTH MANAGEMENT DISCLOSURE BROCHURE, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Troutman Wealth Management use?","answer":"Troutman Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $153M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Troutman Wealth Management have?","answer":"Troutman Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Troutman Wealth Management invest in?","answer":"At the end of its last fiscal year, Troutman Wealth Management’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 1% state and local bonds, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Troutman Wealth Management?","answer":"Troutman Wealth Management’s direct owner is Stephen Troutman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Troutman Wealth Management get paid?","answer":"Troutman Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Troutman Wealth Management registered with the SEC?","answer":"Yes, Troutman Wealth Management has been registered with the SEC as an investment adviser since 14 July 2021. Its CRD number is 301107 and its SEC file number is 801-121486.","source":"Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Troutman Wealth Management?","answer":"Troutman Wealth Management’s main office is at 101 Lindenwood Drive, Suite 225, Malvern, PA 19335. Its phone number is 484-256-7466. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}