Wharton Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Wharton Wealth Management reports 333 clients. They include 250 individual clients, 77 high-net-worth individuals, and 4 pension and profit-sharing plans. Of its assets, 100.0% ($209M across 951 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 31% |
| High-net-worth individuals | 23% | 66% |
| Pension and profit-sharing plans | 1% | 2% |
| Corporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 250 | $65M | 31.1% | $260K |
| High-net-worth individuals | 77 | $138M | 66.1% | $1.79M |
| Pension and profit-sharing plans | 4 | $3.47M | 1.7% | $867K |
| Corporations and other businesses | Fewer than 5 | $2.53M | 1.2% | $1.26M |
| Total | 333 | $209M | 100% | — |
- Clients
- 250
- Regulatory AUM
- $65M
- AUM share
- 31.1%
- Avg. per client
- $260K
- Clients
- 77
- Regulatory AUM
- $138M
- AUM share
- 66.1%
- Avg. per client
- $1.79M
- Clients
- 4
- Regulatory AUM
- $3.47M
- AUM share
- 1.7%
- Avg. per client
- $867K
- Clients
- Fewer than 5
- Regulatory AUM
- $2.53M
- AUM share
- 1.2%
- Avg. per client
- $1.26M
Total
- Clients
- 333
- Regulatory AUM
- $209M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Wharton Wealth Management charges 0.38%–1.15% for its Investment Management. The brochure does not state whether the rate is annual. The fee is billed in advance. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning fees are hourly, $150 to $300 an hour depending on complexity; half is payable when the agreement is signed.
Robert Gueriera owns 75% or more of Wharton Wealth Management. The leadership team of Wharton Wealth Management includes President Robert Gueriera. It has 2 employees.
Leadership
- Robert GuerieraPresident and CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Wharton Wealth Management, LLC
Robert Gueriera
Control person · since May 2015
Wharton Wealth Management’s regulatory assets grew 2.1× from $101M (May 2021) to $209M (April 2026); clients rose from 201 to 333 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $209M | 333 | 2 | 1 |
| March 2025 | $170M | 322 | 2 | 1 |
| March 2024 | $148M | 317 | 2 | 1 |
| March 2023 | $126M | 284 | 3 | 1 |
| March 2022 | $128M | 250 | 2 | 1 |
| May 2021 | $101M | 201 | 2 | 1 |
Besides its headquarters, Wharton Wealth Management has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 110 Phoenixville Pike, Suite 300, MalvernHQ
Contact and registration details
- Legal name
- Wharton Wealth Management, LLC
- Headquarters
- 110 Phoenixville Pike, Suite 300, Malvern, PA 19355
- Website
- whartonwealth.com
- Phone
- 484-328-3590
- SEC file
- 801-121088
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Wharton Wealth Management uses Pershing ($209M) as custodian for its separately managed accounts. Wharton Wealth Management does not have custody of client assets.
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $209M100%
At year end, Wharton Wealth Management’s separately managed accounts were mostly in stocks (94%).
What the accounts hold
- Stocks94%
- Cash6%
How many clients does Wharton Wealth Management have?
Wharton Wealth Management has 333 clients and manages $209 million for them, as of April 2026. They include 250 individual clients, 77 high-net-worth individuals, and 4 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026
What services does Wharton Wealth Management offer?
Wharton Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wharton Wealth Management charge?
Wharton Wealth Management charges 0.38%–1.15% for its Investment Management. The brochure does not state whether the rate is annual. The fee is billed in advance.
Source: WHARTON WEALTH MANAGEMENT DISCLOSURE BROCHURE, filed 1 April 2026
Which custodians does Wharton Wealth Management use?
Wharton Wealth Management’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $209M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026
How many financial advisors does Wharton Wealth Management have?
Wharton Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wharton Wealth Management invest in?
At the end of its last fiscal year, Wharton Wealth Management’s separately managed accounts held 94% exchange-traded equities and 6% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wharton Wealth Management?
Wharton Wealth Management’s direct owner is Robert Gueriera (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 April 2026
How does Wharton Wealth Management get paid?
Wharton Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Wharton Wealth Management registered with the SEC?
Yes, Wharton Wealth Management has been registered with the SEC as an investment adviser since 18 May 2021. Its CRD number is 281348 and its SEC file number is 801-121088.
Source: Form ADV Part 1A, Item 1, filed 1 April 2026; IAPD firm record
How do I contact Wharton Wealth Management?
Wharton Wealth Management’s main office is at 110 Phoenixville Pike, Suite 300, Malvern, PA 19355. Its phone number is 484-328-3590. Its website is whartonwealth.com.