Robert Gueriera has been President and CCO of Wharton Wealth Management since May 2015, is a control person of the firm and directly owns 75% or more of it.
Wharton Wealth Management, LLC is a Malvern, PA firm with $209M under management, 333 clients and 2 advisers in one office, as of its April 2026 filing.
Robert Gueriera’s longest registration was 18 years at FSC Securities Corporation (2005–2023). Before joining Wharton Wealth Management in 2016, Robert Gueriera was registered through FSC Securities Corporation.
- Osaic Wealth, Inc.Also current– present · 2 yearsMalvern, PA · Adviser representative · Firm CRD 23131
- Csenge Advisory Group, LLC– · 1 yearMalvern, PA · Adviser representative · Firm CRD 131167
- – present · 10 yearsMalvern, PA · Adviser representative · Firm CRD 281348
- FSC Securities Corporation– · 18 yearsMalvern, PA · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Robert Gueriera is registered as an investment adviser representative in 9 states, as a resident of Texas. The first approvals date from September 2016; the most recent are California, Delaware, Florida, Indiana, Missouri and New Hampshire, in November 2023.
- CaliforniaSince 3 November 2023
- DelawareSince 3 November 2023
- FloridaSince 3 November 2023
- IndianaSince 3 November 2023
- MissouriSince 3 November 2023
- New HampshireSince 3 November 2023
- New JerseySince 26 September 2016
- PennsylvaniaSince 20 September 2016
- TexasResidentSince 5 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 17 July 2009 |
| Series 24 | General Securities Principal Examination | 27 October 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 April 1998 |
| Series 7 | General Securities Representative Examination | 9 December 1997 |
| Series 22 | Direct Participation Programs Representative Examination | 2 November 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 October 1989 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 August 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Robert Charles Gueriera
- CRD
- 1983908
- Firm
- Wharton Wealth Management · CRD 281348
- Role
- President and CCO
- Office
- 110 PHOENIXVILLE PIKE, SUITE 300, Malvern, PA 19355
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 1989
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Robert Gueriera work?
Robert Gueriera has been President and CCO of Wharton Wealth Management, LLC since May 2015, and is a control person of the firm.
Is Robert Gueriera a financial advisor?
Yes. Robert Gueriera has a current investment-adviser registration in California, Delaware, Florida, Indiana, Missouri, New Hampshire, New Jersey, Pennsylvania and Texas, through Wharton Wealth Management since September 2016.
How many years of experience does Robert Gueriera have?
Robert Gueriera has 37 years in the financial industry, since August 1989, across 4 adviser firms.
What exams has Robert Gueriera passed?
Robert Gueriera has passed 7 licensing exams: the Series 6, Series 63, Series 22, Series 7, Series 65, Series 24 and Series 51. The earliest, the Series 6, was passed in August 1989. FINRA credited Robert Gueriera with the SIE, which began in October 2018.
Where is Robert Gueriera based?
Robert Gueriera’s registered office is in Malvern, PA.
Is Robert Gueriera registered with FINRA?
Yes. Robert Gueriera has a current broker registration, under CRD 1983908.
Source: FINRA BrokerCheck
How can I verify Robert Gueriera’s record?
Search CRD 1983908 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Robert Gueriera’s full registration record.