John Morgenthaler has been an investment adviser representative at Wharton Wealth Management since March 2021, and is not listed among the firm’s executive officers or direct owners.
Wharton Wealth Management, LLC is a Malvern, PA firm with $209M under management, 333 clients and 2 advisers in one office, as of its April 2026 filing.
John Morgenthaler’s longest registration was 16 years at FSC Securities Corporation (2007–2023). Before joining Wharton Wealth Management in 2021, John Morgenthaler was registered through FSC Securities Corporation.
- Osaic Wealth, Inc.Also current– present · 2 yearsMalvern, PA · Adviser representative · Firm CRD 23131
- – present · 5 yearsMalvern, PA · Adviser representative · Firm CRD 281348
- FSC Securities Corporation– · 16 yearsMalvern, PA · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
John Morgenthaler is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from March 2021; the most recent are California, New Jersey and Texas, in November 2023.
- CaliforniaSince 3 November 2023
- New JerseySince 3 November 2023
- PennsylvaniaSince 31 March 2021
- TexasResidentSince 3 November 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 January 1985 |
| Series 7 | General Securities Representative Examination | 21 July 1984 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Joseph Morgenthaler
- CRD
- 1284484
- Firm
- Wharton Wealth Management · CRD 281348
- Office
- 110 PHOENIXVILLE PIKE, SUITE 300, Malvern, PA 19355
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 1984
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Morgenthaler work?
John Morgenthaler is an investment adviser representative registered through Wharton Wealth Management, LLC since March 2021, and is not listed among the firm’s executive officers or direct owners.
Is John Morgenthaler a financial advisor?
Yes. John Morgenthaler has a current investment-adviser registration in California, New Jersey, Pennsylvania and Texas, through Wharton Wealth Management since March 2021.
How many years of experience does John Morgenthaler have?
John Morgenthaler has 42 years in the financial industry, since July 1984, across 3 adviser firms.
What exams has John Morgenthaler passed?
John Morgenthaler has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in July 1984. FINRA credited John Morgenthaler with the SIE, which began in October 2018.
Where is John Morgenthaler based?
John Morgenthaler’s registered office is in Malvern, PA.
Is John Morgenthaler registered with FINRA?
Yes. John Morgenthaler has a current broker registration, under CRD 1284484.
Source: FINRA BrokerCheck
How can I verify John Morgenthaler’s record?
Search CRD 1284484 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Morgenthaler’s full registration record.