Quad-Cities Investment Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Quad-Cities Investment Group reports 610 clients. They include 456 individual clients, 137 high-net-worth individuals, and 8 pension and profit-sharing plans. Of its assets, 95.6% ($407M across 1,520 accounts) are managed with discretion; $18.6M across 26 accounts are not. Of its clients, 1% are outside the U.S. It advised 6 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 19% |
| High-net-worth individuals | 22% | 65% |
| Pension and profit-sharing plans | 1% | 6% |
| Charitable organizations | <1% | 2% |
| Corporations and other businesses | <1% | 8% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 456 | $81.1M | 19.1% | $178K |
| High-net-worth individuals | 137 | $275M | 64.6% | $2.01M |
| Pension and profit-sharing plans | 8 | $25.2M | 5.9% | $3.15M |
| Charitable organizations | 6 | $10.3M | 2.4% | $1.72M |
| Corporations and other businesses | 3 | $34M | 8.0% | $11.3M |
| Total | 610 | $426M | 100% | $698K |
- Clients
- 456
- Regulatory AUM
- $81.1M
- AUM share
- 19.1%
- Avg. per client
- $178K
- Clients
- 137
- Regulatory AUM
- $275M
- AUM share
- 64.6%
- Avg. per client
- $2.01M
- Clients
- 8
- Regulatory AUM
- $25.2M
- AUM share
- 5.9%
- Avg. per client
- $3.15M
- Clients
- 6
- Regulatory AUM
- $10.3M
- AUM share
- 2.4%
- Avg. per client
- $1.72M
- Clients
- 3
- Regulatory AUM
- $34M
- AUM share
- 8.0%
- Avg. per client
- $11.3M
Total
- Clients
- 610
- Regulatory AUM
- $426M
- AUM share
- 100%
- Avg. per client
- $698K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 6
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Quad-Cities Investment Group charges 0.75%–1.50% a year for its Asset Management Services. The fee is billed in arrears, is negotiable and has a $1,200 annual minimum.
Fee details and sources
Christine McElvania owns 25% to 50% of Quad-Cities Investment Group. The leadership team of Quad-Cities Investment Group includes Chief Compliance Officer Christine McElvania. It has 8 employees, 6 of them in advisory roles.
Leadership
Christine McElvaniaChief Compliance Officer & Member- Jennifer DelapazMember
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 6 in advisory functions
- 7 state-registered reps
- 4 insurance agents
- Owns 25% to 50% of Quad-Cities Investment Group, LLC
Christine McElvania
Control person · since April 2022
- Owns 25% to 50% of Quad-Cities Investment Group, LLC
Scott L. Stoltenberg Trust
Control person · since January 2020
Scott Stoltenberg
Trustee · Control person · since January 2020
- Owns 10% to 25% of Quad-Cities Investment Group, LLC
Laura A. Swift Trust
Control person · since January 2020
Laura Swift
Trustee · Control person · since January 2020
- Owns 10% to 25% of Quad-Cities Investment Group, LLC
Jennifer Delapaz
since September 2021
- Owns 10% to 25% of Quad-Cities Investment Group, LLC
Mark M Grywacheski Revocable Trust
since March 2023
Mark Grywacheski
Trustee · since February 2022
Quad-Cities Investment Group’s regulatory assets grew 1.6× from $267M (March 2021) to $426M (April 2026); clients rose from 446 to 610 and employees fell from 9 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $426M | 610 | 8 | 1 |
| May 2025May 2025 | $376M | 584 | 8 | 1 |
| May 2024May 2024 | $333M | 567 | 8 | 1 |
| Apr 2023April 2023 | $293M | 517 | 8 | 1 |
| Apr 2022April 2022 | $328M | 466 | 10 | 1 |
| Mar 2021March 2021 | $267M | 446 | 9 | 1 |
Besides its headquarters, Quad-Cities Investment Group has 0 offices, with 1 listed address in 1 state.
Iowa · 1 listed address
- 5177 Utica Ridge Road, DavenportHQ
Contact and registration details
- Legal name
- Quad-Cities Investment Group, LLC
- Headquarters
- 5177 Utica Ridge Road, Davenport, IA 52807
- Phone
- 563-484-5000
- @quad-cities-investment-group
- SEC file
- 801-71612
- Structure
- Iowa LLC
- Fiscal year end
- December
Quad-Cities Investment Group’s named custodian for separately managed accounts is Raymond James ($403M). Quad-Cities Investment Group has custody of $264M for 495 clients.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $403M100%
At year end, Quad-Cities Investment Group’s separately managed accounts were mostly in stocks (63%) and funds (26%). Its reported 13F holdings for the quarter ended 30 June 2026 total $278M across 209 positions; the largest are Apple Inc. (5.8%), Invesco Exchange Traded FD T (3.8%) and First TR Exch Traded FD Iii (3.6%).
What the accounts hold
- Stocks63%
- Funds26%
- Bonds9%
- U.S. government and agency bonds7%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash3%
Reported 13F holdings
- $278M
- Reported 13F value
- 209
- Positions
- 31.3%
- In the 10 largest
- +10.9%
- Value vs. prior quarter
- Apple Inc.5.8%
- Invesco Exchange Traded FD T · S&P500 Eql Wgt3.8%
- First TR Exch Traded FD Iii · Pfd Secs Inc. ETF3.6%
- iShares TR · Core Div Grwth3.1%
- iShares TR · Core S&P Mcp ETF2.9%
- Dimensional ETF Trust · US Core EQT Mkt2.7%
- Janus Detroit Str TR · Hendrson Aaa CL2.5%
- Amazon Com Inc.2.3%
- Invesco Qqq TR · Unit Ser 12.3%
- Dimensional ETF Trust · Intl Core EQT MK2.2%
Together, the ten largest are 31.3% of reported value.
How many clients does Quad-Cities Investment Group have?
Quad-Cities Investment Group has 610 clients and manages $426 million for them, as of April 2026. They include 456 individual clients, 137 high-net-worth individuals, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 April 2026
What services does Quad-Cities Investment Group offer?
Quad-Cities Investment Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Quad-Cities Investment Group charge?
Quad-Cities Investment Group charges 0.75%–1.50% a year for its Asset Management Services. The fee is billed in arrears, is negotiable and has a $1,200 annual minimum.
Which custodians does Quad-Cities Investment Group use?
Quad-Cities Investment Group’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $403M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 April 2026
How many financial advisors does Quad-Cities Investment Group have?
Quad-Cities Investment Group has 7 investment adviser representatives registered with state securities authorities, out of 8 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Quad-Cities Investment Group invest in?
At the end of its last fiscal year, Quad-Cities Investment Group’s separately managed accounts held 63% exchange-traded equities, 26% registered funds (mutual funds, ETFs, BDCs), 7% U.S. government and agency bonds, 3% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Quad-Cities Investment Group?
Quad-Cities Investment Group’s direct owners are Christine McElvania, Scott L. Stoltenberg Trust, Laura A. Swift Trust, Jennifer Delapaz and Mark M Grywacheski Revocable Trust, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 16 April 2026
How does Quad-Cities Investment Group get paid?
Quad-Cities Investment Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Quad-Cities Investment Group?
Quad-Cities Investment Group’s main office is at 5177 Utica Ridge Road, Davenport, IA 52807. Its phone number is 563-484-5000. Its website is quadcitiesinvestmentgroup.com.