Scott Stoltenberg has been an investment adviser representative at Quad-Cities Investment Group since June 2010, and is not listed among the firm’s executive officers or direct owners. Scott Stoltenberg holds a BA in Accounting and Business Administration from St. Ambrose University.
Quad-Cities Investment Group, LLC is a Davenport, IA firm with $426M under management, 610 clients and 6 advisers in one office, as of its April 2026 filing.
Scott Stoltenberg is Founding Partner, Advisor of Quad Cities Investment Group, LLC, based in Davenport, IA. His earlier industry experience includes Vice President - Investments roles at UBS and Piper Jaffray, Controller at Heart of America, and Supervisor - Tax at RSM McGladrey, Inc.
Scott Stoltenberg’s longest registration is the current one, 16 years at Quad-Cities Investment Group since 2010. Before joining Quad-Cities Investment Group in 2010, Scott Stoltenberg was registered through Chicago Investment Group Advisors, LLC and UBS Financial Services Inc.
- – present · 16 yearsDavenport, IA · Adviser representative · Firm CRD 154113
- Chicago Investment Group Advisors, LLC– · under a yearChicago, IL · Adviser representative · Firm CRD 148188
- UBS Financial Services Inc.– · 3 yearsDavenport, IA · Adviser representative · Firm CRD 8174
- Piper Jaffray & Co.– · 7 yearsDavenport, IA · Adviser representative · Firm CRD 665
Professional designations
Listed by Quad-Cities Investment Group
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Scott Stoltenberg is registered as an investment adviser representative in 3 states. Each was approved in June 2010.
- IllinoisSince 28 June 2010
- IowaSince 28 June 2010
- TexasSince 28 June 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 20 April 2006 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 20 April 2006 |
| Series 31 | Futures Managed Funds Examination | 21 January 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 November 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 November 1996 |
| Series 7 | General Securities Representative Examination | 11 November 1996 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Lee Stoltenberg
- CRD
- 2805153
- Firm
- Quad-Cities Investment Group · CRD 154113
- Office
- 5177 UTICA RIDGE ROAD, Davenport, IA 52807
- Registration
- Investment adviser registration
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- quadcitiesinvestmentgroup.com
Where does Scott Stoltenberg work?
Scott Stoltenberg is an investment adviser representative registered through Quad-Cities Investment Group, LLC since June 2010, and is not listed among the firm’s executive officers or direct owners.
Is Scott Stoltenberg a financial advisor?
Yes. Scott Stoltenberg has a current investment-adviser registration in Illinois, Iowa and Texas, through Quad-Cities Investment Group since June 2010.
How many years of experience does Scott Stoltenberg have?
Scott Stoltenberg has 27 years in the financial industry, since April 1999, across 4 adviser firms.
What exams has Scott Stoltenberg passed?
Scott Stoltenberg has passed 6 licensing exams: the Series 7, Series 65, Series 63, Series 31, Series 10 and Series 9. The earliest, the Series 7, was passed in November 1996.
Where did Scott Stoltenberg work before Quad-Cities Investment Group?
Before Quad-Cities Investment Group, Scott Stoltenberg was registered through UBS Financial Services Inc., August 2006 to October 2009; Piper Jaffray & Co., April 1999 to August 2006.
Where is Scott Stoltenberg based?
Scott Stoltenberg’s registered office is in Davenport, IA.
Is Scott Stoltenberg registered with FINRA?
No. Scott Stoltenberg has no current broker registration.
How can I verify Scott Stoltenberg’s record?
Search CRD 2805153 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Stoltenberg’s full registration record.
