David Borcherding has been an investment adviser representative at Quad-Cities Investment Group since June 2010, and is not listed among the firm’s executive officers or direct owners. David Borcherding holds a BA in Business Administration and Economics from Wartburg College.
Quad-Cities Investment Group, LLC is a Davenport, IA firm with $426M under management, 610 clients and 6 advisers in one office, as of its April 2026 filing.
David Borcherding is Advisor of Quad Cities Investment Group, LLC, based in Davenport, IA. He works closely with individuals and business owners, providing financial planning solutions and wealth management strategies. His earlier industry experience includes Financial Advisor roles at UBS, Piper Jaffray and Merrill Lynch.
David Borcherding’s longest registration is the current one, 16 years at Quad-Cities Investment Group since 2010. Before joining Quad-Cities Investment Group in 2010, David Borcherding was registered through Chicago Investment Group Advisors, LLC and UBS Financial Services Inc.
- – present · 16 yearsDavenport, IA · Adviser representative · Firm CRD 154113
- Chicago Investment Group Advisors, LLC– · under a yearChicago, IL · Adviser representative · Firm CRD 148188
- UBS Financial Services Inc.– · 2 yearsDavenport, IA · Adviser representative · Firm CRD 8174
- Piper Jaffray & Co.– · 1 yearDavenport, IA · Adviser representative · Firm CRD 665
- MML Investors Services, Inc.– · 1 yearBettendorf, IA · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
David Borcherding is registered as an investment adviser representative in 2 states. Each was approved in June 2010.
- IllinoisSince 29 June 2010
- IowaSince 29 June 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 February 2001 |
| Series 7 | General Securities Representative Examination | 10 January 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- David Allen Borcherding
- CRD
- 4306798
- Firm
- Quad-Cities Investment Group · CRD 154113
- Office
- Davenport, IA
- Registration
- Investment adviser registration
- In the industry since
- December 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- quadcitiesinvestmentgroup.com
Where does David Borcherding work?
David Borcherding is an investment adviser representative registered through Quad-Cities Investment Group, LLC since June 2010, and is not listed among the firm’s executive officers or direct owners.
Is David Borcherding a financial advisor?
Yes. David Borcherding has a current investment-adviser registration in Illinois and Iowa, through Quad-Cities Investment Group since June 2010.
How many years of experience does David Borcherding have?
David Borcherding has 21 years in the financial industry, since December 2004, across 5 adviser firms.
What exams has David Borcherding passed?
David Borcherding has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2001.
Where did David Borcherding work before Quad-Cities Investment Group?
Before Quad-Cities Investment Group, David Borcherding was registered through UBS Financial Services Inc., August 2006 to December 2008; Piper Jaffray & Co., May 2005 to August 2006; MML Investors Services, Inc., May 2002 to August 2003.
Where is David Borcherding based?
David Borcherding’s registered office is in Davenport, IA.
Is David Borcherding registered with FINRA?
No. David Borcherding has no current broker registration.
How can I verify David Borcherding’s record?
Search CRD 4306798 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Borcherding’s full registration record.
