Amy Kramer has been an investment adviser representative at Quad-Cities Investment Group since June 2018, and is not listed among the firm’s executive officers or direct owners.
Quad-Cities Investment Group, LLC is a Davenport, IA firm with $426M under management, 610 clients and 6 advisers in one office, as of its April 2026 filing.
Amy Kramer’s longest registration is the current one, 8 years at Quad-Cities Investment Group since 2018. Before joining Quad-Cities Investment Group in 2018, Amy Kramer was registered through Poterack Capital Advisory, Inc. and Waterstone Financial Group, Inc.
- – present · 8 yearsDavenport, IA · Adviser representative · Firm CRD 154113
- Poterack Capital Advisory, Inc.– · 3 yearsDavenport, IA · Adviser representative · Firm CRD 145340
- Waterstone Financial Group, Inc.– · 1 yearBoston, MA · Adviser representative · Firm CRD 10078
- MTL Equity Products, Inc.– · under a yearRock Island, IL · Adviser representative · Firm CRD 15764
Investment adviser representative registrations
Amy Kramer is registered as an investment adviser representative in 2 states. The first approvals date from June 2018; the most recent is Illinois, in December 2022.
- IllinoisSince 12 December 2022
- IowaSince 28 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 June 2018 |
| Series 53 | Municipal Securities Principal Examination | 15 August 2005 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 23 March 2001 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 16 February 2001 |
| Series 24 | General Securities Principal Examination | 28 February 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 November 1996 |
| Series 7 | General Securities Representative Examination | 20 September 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Amy Lynn Kramer
- CRD
- 2765326
- Firm
- Quad-Cities Investment Group · CRD 154113
- Office
- 5177 UTICA RIDGE ROAD, Davenport, IA 52807
- Registration
- Investment adviser registration
- In the industry since
- October 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Amy Kramer work?
Amy Kramer is an investment adviser representative registered through Quad-Cities Investment Group, LLC since June 2018, and is not listed among the firm’s executive officers or direct owners.
Is Amy Kramer a financial advisor?
Yes. Amy Kramer has a current investment-adviser registration in Illinois and Iowa, through Quad-Cities Investment Group since June 2018.
How many years of experience does Amy Kramer have?
Amy Kramer has 14 years in the financial industry, since October 2012, across 4 adviser firms.
What exams has Amy Kramer passed?
Amy Kramer has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 10, Series 9, Series 53 and Series 65. The earliest, the Series 7, was passed in September 1996.
Where did Amy Kramer work before Quad-Cities Investment Group?
Before Quad-Cities Investment Group, Amy Kramer was registered through Poterack Capital Advisory, Inc., June 2008 to June 2012; Waterstone Financial Group, Inc., March 2007 to April 2008; MTL Equity Products, Inc., May 2003 to December 2003.
Where is Amy Kramer based?
Amy Kramer’s registered office is in Davenport, IA.
Is Amy Kramer registered with FINRA?
No. Amy Kramer has no current broker registration.
How can I verify Amy Kramer’s record?
Search CRD 2765326 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Amy Kramer’s full registration record.
