Clients
Penserra Capital Management serves 49 clients. The average client has about $357 million with the firm.
- Investment companies49 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 49 | $17,500,000,000 | 100.0% | $357.1M |
| Total | 49 | $17,500,000,000 | 100% | $357.1M |
- Clients
- 49
- Regulatory AUM
- $17,500,000,000
- Share
- 100.0%
- Avg. per client
- $357.1M
Total
- Clients
- 49
- Regulatory AUM
- $17,500,000,000
- Share
- 100%
- Avg. per client
- $357.1M
What it does
Penserra Capital Management provides portfolio management for investment companies. It is paid through a percentage of assets and fixed fees.
Penserra Capital Management provided financial planning to 0 clients last fiscal year and advises no private funds.
100.0% of assets ($17.50B across 49 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Penserra Capital Management does not have custody of client assets.
- All other custodians$17.50B100%
Ownership and leadership
Penserra Financial Ventures owns 75% or more of Penserra Capital Management.
- Owns 75% or more of Penserra Capital Management LLC
Penserra Financial Ventures
since November 2015
- Owns 25% to 50% of Penserra Financial Ventures
Jorge Madrigal
Control person · since December 2007
- Owns 25% to 50% of Penserra Financial Ventures
Dustin Lewellyn
Control person · since January 2025
Leadership
- Jorge MadrigalPresident and CEO
- Anthony CastelliChief Operating Officer
- Katherine DruryChief Compliance Officer
- Dustin LewellynChief Investment Officer
- Ernesto TongManaging Director
Staff
- 16 employees
- 7 in advisory functions
- 9 state-registered reps
- 11 broker-dealer reps
Reported holdings
Penserra Capital Management’s reported 13F holdings total $13.0M across 1,127 positions, and the ten largest make up 13.9% of it.
- $13.0M
- Reported 13F value
- 1,127
- Positions
- 13.9%
- In the 10 largest
- +52.7%
- Value vs. prior quarter
- Broadcom Inc.2.1%
- Cisco Sys Inc.2.0%
- Cloudflare Inc. · CL A1.5%
- Northrop Grumman Corp.1.5%
- Palo Alto Networks Inc.1.3%
- Horizon Quantum Holdings Ltd · CL A Ord Shs1.2%
- Arqit Quantum Inc.1.2%
- Crowdstrike Hldgs Inc. · CL A1.1%
- Fortinet Inc.1.1%
- Marvell Technology Inc.1.0%
Together, the ten largest are 13.9% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $13.0M is not its $17.50B in regulatory assets and does not represent any individual client's portfolio.
Fees
Penserra Capital Management is paid through a percentage of assets under management and fixed fees (other than subscription fees).
Penserra Capital Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Penserra Capital Management has 2 offices, with 3 listed addresses across 3 states.
California · 1 listed address
- 4 Orinda Way, Suite 100-A, OrindaHQ
Illinois · 1 listed address
- 425 S. Financial Place, Chicago
New York · 1 listed address
- 530 Seventh Ave, New York
Registration details
- Legal name
- Penserra Capital Management LLC
- Headquarters
- 4 Orinda Way, Suite 100-A, Orinda, CA 94563
- Phone
- 800-456-8850
- Website
- penserracapital.com
- SEC file
- 801-80466
- Structure
- New York LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Penserra Capital Management have?
Penserra Capital Management has 49 clients and manages $17.5 billion for them, as of March 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Penserra Capital Management offer?
Penserra Capital Management provides portfolio management for investment companies.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Penserra Capital Management have?
Penserra Capital Management has 9 investment adviser representatives registered with state securities authorities, out of 16 employees, and 7 perform investment advisory functions. 11 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Penserra Capital Management?
Penserra Capital Management is owned through a holding company by Jorge Madrigal and Dustin Lewellyn. Its direct owner is Penserra Financial Ventures (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Penserra Capital Management get paid?
Penserra Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
