Career
Dustin Lewellyn has been Chief Investment Officer of Penserra Capital Management since September 2014. Dustin Lewellyn is a control person of the firm and directly owns under 5% of it. Dustin Lewellyn holds a B.A. from the University of Iowa.
Penserra Capital Management LLC is an Orinda, CA firm with $17.5B under management, 49 clients and 7 advisers across 3 offices, as of its March 2026 filing.
Dustin Lewellyn joined Penserra in 2012 and started its ETF sub-advisory service in 2014. He serves as chief investment officer of Penserra Capital and has experience in ETF businesses and fund launches.
- Penserra Global Investors LLC– · 2 yearsOrinda, CA · Adviser representative · Firm CRD 174309
- – present · 8 yearsOrinda, CA · Adviser representative · Firm CRD 159042
- Charles Schwab & Co., Inc.– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 5393
- Northern Trust Securities, Inc– · 1 yearChicago, IL · Adviser representative · Firm CRD 7927
Credentials and registrations
Professional designations
Listed by Penserra Capital Management and the sources below
- CFA charterholder
- Security licenses 7, 24, 63, 65 and SIE
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| California | Approved | 4 January 2018 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 14 August 2010 |
| Series 66 | Uniform Combined State Law Examination | 5 October 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 October 2000 |
| Series 7 | General Securities Representative Examination | 13 October 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Dustin Allen Lewellyn
- CRD
- 4211012
- Office
- 4 ORINDA WAY, SUITE 100-A, Orinda, CA 94563
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Dustin Lewellyn work?
Dustin Lewellyn has been Chief Investment Officer of Penserra Capital Management LLC since September 2014, and is a control person of the firm.
Is Dustin Lewellyn a financial advisor?
Yes. Dustin Lewellyn has a current investment-adviser registration in California, through Penserra Capital Management since January 2018.
How many years of experience does Dustin Lewellyn have?
Dustin Lewellyn has 22 years in the financial industry, since November 2003, across 4 adviser firms.
What exams has Dustin Lewellyn passed?
Dustin Lewellyn has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 24. The earliest, the Series 7, was passed in October 2000. FINRA credited Dustin Lewellyn with the SIE, which began in October 2018.
Where did Dustin Lewellyn work before Penserra Capital Management?
Before Penserra Capital Management, Dustin Lewellyn was registered through Charles Schwab & Co., Inc., April 2010 to July 2011; Northern Trust Securities, Inc, May 2008 to June 2009.
Where is Dustin Lewellyn based?
Dustin Lewellyn’s registered office is in Orinda, CA.
Is Dustin Lewellyn a CFA charterholder?
Penserra Capital Management lists Dustin Lewellyn with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.
Source: Leadership | Penserra