Career
Katherine Drury has been Chief Compliance Officer of Penserra Capital Management since March 2025. Katherine Drury is not listed as a control person, but directly owns under 5% of the firm. Katherine Drury holds a B.A. from Quinnipiac University.
Penserra Capital Management LLC is an Orinda, CA firm with $17.5B under management, 49 clients and 7 advisers across 3 offices, as of its March 2026 filing.
Katherine Drury was named chief compliance officer of Penserra Capital Management in January 2025 after joining Penserra in June 2024. She previously was a compliance officer at BlackRock.
- – present · 1 yearOrinda, CA · Adviser representative · Firm CRD 159042
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| California | Approved | 27 January 2025 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 January 2025 |
- Name
- Uniform Investment Adviser Law Examination
Individual record
- Full name
- Katherine Sarah Drury
- CRD
- 7920456
- Office
- 4 ORINDA WAY, SUITE 100-A, Orinda, CA 94563
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Katherine Drury work?
Katherine Drury has been Chief Compliance Officer of Penserra Capital Management LLC since March 2025.
Is Katherine Drury a financial advisor?
Yes. Katherine Drury has a current investment-adviser registration in California, through Penserra Capital Management since January 2025.
How many years of experience does Katherine Drury have?
Katherine Drury has 1 year in the financial industry, since January 2025, across 1 adviser firm.
What exams has Katherine Drury passed?
Katherine Drury passed the Series 65 in January 2025.
Where is Katherine Drury based?
Katherine Drury’s registered office is in Orinda, CA.