Career
Anthony Castelli has been Chief Operating Officer of Penserra Capital Management since August 2011. Anthony Castelli is a control person of the firm and directly owns under 5% of it.
Penserra Capital Management LLC is an Orinda, CA firm with $17.5B under management, 49 clients and 7 advisers across 3 offices, as of its March 2026 filing.
Anthony Castelli has served as Penserra’s chief compliance officer since 2008 and oversees compliance and operations.
- Penserra Wealth ManagementAlso current– present · under a yearOrinda, CA · Adviser representative · Firm CRD 333218
- Penserra Global Investors LLCAlso current– present · 8 yearsOrinda, CA · Adviser representative · Firm CRD 174309
- – present · 8 yearsOrinda, CA · Adviser representative · Firm CRD 159042
- Penserra Transition Management LLC– · 1 yearOrinda, CA · Adviser representative · Firm CRD 174309
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| California | Approved | 4 January 2018 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 25 September 2025 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 87 | Research Analyst Exam - Part II Regulations Module | 10 July 2014 |
| Series 65 | Uniform Investment Adviser Law Examination | 1 November 2011 |
| Series 53 | Municipal Securities Principal Examination | 21 October 2008 |
| Series 24 | General Securities Principal Examination | 26 November 2007 |
| Series 55 | Limited Representative-Equity Trader Exam | 5 December 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 April 2004 |
| Series 14 | Compliance Officer Examination | 9 December 2003 |
| Series 7 | General Securities Representative Examination | 7 November 2003 |
| Series 25 | NYSE Trading Assistant Examination | 14 August 2002 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Trader Exam
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Research Analyst Exam - Part II Regulations Module
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- Compliance Officer Examination
- Name
- General Securities Representative Examination
- Name
- NYSE Trading Assistant Examination
Individual record
- Full name
- Anthony Castelli
- CRD
- 4409925
- Office
- 4 ORINDA WAY, SUITE 100-A, Orinda, CA 94563
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Anthony Castelli work?
Anthony Castelli has been Chief Operating Officer of Penserra Capital Management LLC since August 2011, and is a control person of the firm.
Is Anthony Castelli a financial advisor?
Yes. Anthony Castelli has a current investment-adviser registration in California, through Penserra Capital Management since January 2018.
How many years of experience does Anthony Castelli have?
Anthony Castelli has 25 years in the financial industry, since July 2001, across 3 adviser firms.
What exams has Anthony Castelli passed?
Anthony Castelli has passed 12 licensing exams: the Series 25, Series 7, Series 14, Series 63, Series 55, Series 24, Series 53, Series 65, Series 87, Series 57TO, Series 99TO and Series 52TO. The earliest, the Series 25, was passed in August 2002. FINRA credited Anthony Castelli with the SIE, which began in October 2018.
Where did Anthony Castelli work before Penserra Capital Management?
Before Penserra Capital Management, Anthony Castelli was registered through Penserra Transition Management LLC, May 2016 to December 2017.
Where is Anthony Castelli based?
Anthony Castelli’s registered office is in Orinda, CA.