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Firms by state

RIA firms in New York

352 SEC-registered advisers headquartered in New York. Browse by city or look up a firm.

Search the full directory by firm name, city, state, CRD number or custodian.

Explore by city

Find firms headquartered in New York. Choose a city to get started.

12 cities in this directory
HEADQUARTERS CITIES
Cohoes: 1 firmFairport: 1 firmLarchmont: 1 firmMount Kisco: 1 firmNew York: 340 firmsPearl River: 1 firmRockville Centre: 1 firmRye: 1 firmRye Brook: 1 firmTarrytown: 1 firm

Select a dot to see the city and its firms.

City locations are approximate. Counts reflect filed headquarters. 2 cities are listed without a map marker.

Map source: U.S. Census

All 352 firms

Ordered by regulatory assets under management, as reported on Form ADV.

Headquarters
New York, NY
Regulatory AUM
$21.33B
Headquarters
New York, NY
Regulatory AUM
$21.30B
Headquarters
New York, NY
Regulatory AUM
$21.13B
Headquarters
New York, NY
Regulatory AUM
$21.11B
Headquarters
New York, NY
Regulatory AUM
$20.61B
Headquarters
New York, NY
Regulatory AUM
$20.61B
Headquarters
New York, NY
Regulatory AUM
$20.60B
Headquarters
New York, NY
Regulatory AUM
$20.29B
Headquarters
New York, NY
Regulatory AUM
$20.25B
Headquarters
Larchmont, NY
Regulatory AUM
$20.24B
Headquarters
New York City, NY
Regulatory AUM
$20.20B
Headquarters
New York, NY
Regulatory AUM
$20.13B
Headquarters
New York, NY
Regulatory AUM
$20.08B
Headquarters
New York, NY
Regulatory AUM
$20.00B
Headquarters
New York, NY
Regulatory AUM
$19.94B
Headquarters
New York, NY
Regulatory AUM
$19.66B
Headquarters
New York, NY
Regulatory AUM
$19.64B
Headquarters
New York, NY
Regulatory AUM
$19.58B
Headquarters
New York, NY
Regulatory AUM
$19.53B
Headquarters
New York, NY
Regulatory AUM
$19.18B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A firm appears here when its Form ADV Part 1A lists its headquarters in New York. This page covers firms published in this directory. Branch offices and state registration jurisdictions do not determine inclusion; firms may serve clients in other states.

Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.