Skip to content

Firms by state

RIA firms in New York

352 SEC-registered advisers headquartered in New York. Browse by city or look up a firm.

Search the full directory by firm name, city, state, CRD number or custodian.

Explore by city

Find firms headquartered in New York. Choose a city to get started.

12 cities in this directory
HEADQUARTERS CITIES
Cohoes: 1 firmFairport: 1 firmLarchmont: 1 firmMount Kisco: 1 firmNew York: 340 firmsPearl River: 1 firmRockville Centre: 1 firmRye: 1 firmRye Brook: 1 firmTarrytown: 1 firm

Select a dot to see the city and its firms.

City locations are approximate. Counts reflect filed headquarters. 2 cities are listed without a map marker.

Map source: U.S. Census

All 352 firms

Ordered by regulatory assets under management, as reported on Form ADV.

Headquarters
New York, NY
Regulatory AUM
$25.69B
Headquarters
New York, NY
Regulatory AUM
$25.56B
Headquarters
New York, NY
Regulatory AUM
$25.29B
Headquarters
New York, NY
Regulatory AUM
$25.06B
Headquarters
New York, NY
Regulatory AUM
$24.59B
Headquarters
Rye, NY
Regulatory AUM
$24.55B
Headquarters
Rye Brook, NY
Regulatory AUM
$24.46B
Headquarters
New York, NY
Regulatory AUM
$24.29B
Headquarters
New York, NY
Regulatory AUM
$24.18B
Headquarters
New York, NY
Regulatory AUM
$24.12B
Headquarters
New York, NY
Regulatory AUM
$23.70B
Headquarters
New York, NY
Regulatory AUM
$23.48B
Headquarters
New York, NY
Regulatory AUM
$23.32B
Headquarters
New York, NY
Regulatory AUM
$23.17B
Headquarters
New York, NY
Regulatory AUM
$22.84B
Headquarters
Rockville Centre, NY
Regulatory AUM
$22.57B
Headquarters
New York, NY
Regulatory AUM
$22.19B
Headquarters
New York, NY
Regulatory AUM
$22.04B
Headquarters
New York, NY
Regulatory AUM
$21.98B
Headquarters
New York, NY
Regulatory AUM
$21.54B

Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.

About this list

A firm appears here when its Form ADV Part 1A lists its headquarters in New York. This page covers firms published in this directory. Branch offices and state registration jurisdictions do not determine inclusion; firms may serve clients in other states.

Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.