Moss, Luse & Womble provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 700 clients last fiscal year.
Moss, Luse & Womble reports 874 clients. They include 399 pension and profit-sharing plans, 365 individual clients, and 110 high-net-worth individuals. Of its assets, 100.0% ($803M across 874 accounts) are managed with discretion. It advised 171 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 42% | 17% |
| High-net-worth individuals | 13% | 39% |
| Pension and profit-sharing plans | 46% | 44% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 365 | $137M | 17.1% | $375K |
| High-net-worth individuals | 110 | $316M | 39.3% | $2.87M |
| Pension and profit-sharing plans | 399 | $351M | 43.7% | $879K |
| Total | 874 | $803M | 100% | $919K |
- Clients
- 365
- Regulatory AUM
- $137M
- AUM share
- 17.1%
- Avg. per client
- $375K
- Clients
- 110
- Regulatory AUM
- $316M
- AUM share
- 39.3%
- Avg. per client
- $2.87M
- Clients
- 399
- Regulatory AUM
- $351M
- AUM share
- 43.7%
- Avg. per client
- $879K
Total
- Clients
- 874
- Regulatory AUM
- $803M
- AUM share
- 100%
- Avg. per client
- $919K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 171
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 700
Moss, Luse & Womble charges up to 0.45% a year for its Asset Management. The fee is billed in advance or in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Estate Planning on Wealth.com
- A $1,500 transaction fee to build an initial estate plan and documents, plus $50 a month for ongoing platform access; fixed fees may be negotiated.
- Ongoing Financial Planning Monitoring
- A fixed monthly fee of up to $855 for one business owner plus $100 for each additional business, billed in advance; excess hours at $260 an hour.
Moss MLW, LLC owns 25% to 50% of Moss, Luse & Womble and is in turn owned by Jeffrey Moss (75% or more). The leadership team of Moss, Luse & Womble includes Chief Compliance Officer Jeffrey Moss. It has 42 employees, 21 of them in advisory roles.
Leadership
Jeffrey MossChief Compliance Officer
Investment adviser representatives
23 representatives listed in the SEC register as of 9 October 2026.
Staff
- 42 employees
- 21 in advisory functions
- 21 state-registered reps
- Owns 25% to 50% of Moss, Luse & Womble, LLC
Moss MLW, LLC
Control person · since December 2012
- Owns 75% or more of Moss MLW, LLC
Jeffrey Moss
Control person · since November 2012
- Owns 25% to 50% of Moss, Luse & Womble, LLC
Luse MLW, LLC
Control person · since January 2013
- Owns 75% or more of Luse MLW, LLC
Jason Luse
Control person · since November 2012
- Owns 25% to 50% of Moss, Luse & Womble, LLC
Womble MLW, LLC
Control person · since January 2013
- Owns 75% or more of Womble MLW, LLC
Michael Womble
Control person · since November 2012
Moss, Luse & Womble’s regulatory assets grew 4.1× from $196M (February 2021) to $803M (September 2026); clients rose from 460 to 874 and employees from 31 to 42.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $803M | 874 | 42 | 1 |
| July 2025 | $595M | 492 | 35 | 1 |
| March 2024 | $436M | 418 | 36 | 1 |
| July 2023 | $320M | 456 | 37 | 1 |
| June 2022 | $299M | 956 | 31 | 1 |
| February 2021 | $196M | 460 | 31 | 1 |
Besides its headquarters, Moss, Luse & Womble has 0 offices, with 1 listed address in Texas.
Texas · 1 listed address
- 5160 Tennyson Parkway, Suite 2000w, PlanoHQ
Contact and registration details
- Legal name
- Moss, Luse & Womble, LLC
- Headquarters
- 5160 Tennyson Parkway, Suite 2000w, Plano, TX 75024
- Website
- mosslusewomble.com
- Phone
- 972-674-2584
- @11034756
- SEC file
- 801-114973
- Structure
- Texas LLC
- Fiscal year end
- December
Moss, Luse & Womble uses Charles Schwab ($795M) as custodian for its separately managed accounts. Moss, Luse & Womble does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $795M100%
At year end, Moss, Luse & Womble’s separately managed accounts were mostly in funds (98%).
What the accounts hold
- Funds98%
- Cash2%
How many clients does Moss, Luse & Womble have?
Moss, Luse & Womble has 874 clients and manages $803 million for them, as of September 2026. They include 399 pension and profit-sharing plans, 365 individual clients, and 110 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026
What services does Moss, Luse & Womble offer?
Moss, Luse & Womble provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Moss, Luse & Womble charge?
Moss, Luse & Womble charges up to 0.45% a year for its Asset Management. The fee is billed in advance or in arrears and is negotiable.
Source: MOSS, LUSE & WOMBLE BROCHURE, filed 28 September 2026
Which custodians does Moss, Luse & Womble use?
Moss, Luse & Womble’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $795M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026
How many financial advisors does Moss, Luse & Womble have?
Moss, Luse & Womble has 21 investment adviser representatives registered with state securities authorities, out of 42 employees, and 21 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Moss, Luse & Womble invest in?
At the end of its last fiscal year, Moss, Luse & Womble’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Moss, Luse & Womble?
Moss, Luse & Womble is owned through holding companies by Jeffrey Moss, Jason Luse and Michael Womble. Its direct owners are Moss MLW, LLC, Luse MLW, LLC and Womble MLW, LLC, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 28 September 2026
How does Moss, Luse & Womble get paid?
Moss, Luse & Womble is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Moss, Luse & Womble registered with the SEC?
Yes, Moss, Luse & Womble has been registered with the SEC as an investment adviser since 10 April 2019. Its CRD number is 152841 and its SEC file number is 801-114973.
Source: Form ADV Part 1A, Item 1, filed 28 September 2026; IAPD firm record
How do I contact Moss, Luse & Womble?
Moss, Luse & Womble’s main office is at 5160 Tennyson Parkway, Suite 2000w, Plano, TX 75024. Its phone number is 972-674-2584. Its website is mosslusewomble.com.