Caitlin Brown has been an investment adviser representative at Moss, Luse & Womble since January 2017, and is not listed among the firm’s executive officers or direct owners.
Moss, Luse & Womble, LLC is a Plano, TX firm with $803M under management, 874 clients and 21 advisers in one office, as of its September 2026 filing.
- Moss, Luse & Womble, LLCCurrent– present · 9 yearsPlano, TX · Adviser representative · Firm CRD 152841
Investment adviser representative registrations
Caitlin Brown is registered as an investment adviser representative in Texas, since January 2017.
- TexasSince 10 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 November 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Caitlin Gwen Brown
- CRD
- 6744388
- Firm
- Moss, Luse & Womble · CRD 152841
- Office
- 5160 TENNYSON PARKWAY, SUITE 2000W, Plano, TX 75024
- Registration
- Investment adviser registration
- In the industry since
- January 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Caitlin Brown work?
Caitlin Brown is an investment adviser representative registered through Moss, Luse & Womble, LLC since January 2017, and is not listed among the firm’s executive officers or direct owners.
Is Caitlin Brown a financial advisor?
Yes. Caitlin Brown has a current investment-adviser registration in Texas, through Moss, Luse & Womble since January 2017.
How many years of experience does Caitlin Brown have?
Caitlin Brown has 9 years in the financial industry, since January 2017, across 1 adviser firm.
What exams has Caitlin Brown passed?
Caitlin Brown passed the Series 65 in November 2016.
Where is Caitlin Brown based?
Caitlin Brown’s registered office is in Plano, TX.
Is Caitlin Brown registered with FINRA?
No. Caitlin Brown has no current broker registration.
How can I verify Caitlin Brown’s record?
Search CRD 6744388 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Caitlin Brown’s full registration record.
