Jeffrey Moss has been Chief Compliance Officer of Moss, Luse & Womble since January 2010, is a control person of the firm and directly owns under 5% of it. Jeffrey Moss holds a Bachelor of Business Administration in Finance from Texas Tech University, a Master of Business Administration in Finance from Texas Tech University and a Master of Science in Financial Planning from Texas Tech University.
Moss, Luse & Womble, LLC is a Plano, TX firm with $803M under management, 874 clients and 21 advisers in one office, as of its September 2026 filing.
Jeff Moss is Partner of Moss, Luse & Womble, LLC. He began his career as a senior analyst at a Dallas-based wealth management and financial planning firm, working mainly with business owners and C-level executives on high-net-worth planning strategies. Before partnering with Jason and Michael to form the firm, he was a financial planner at a larger area firm serving dental professionals.
Jeffrey Moss’ longest registration is the current one, 16 years at Moss, Luse & Womble since 2010. Before joining Moss, Luse & Womble in 2010, Jeffrey Moss was registered through Cain, Watters & Associates, P.L.L.C. and NFP Securities, Inc.
- Moss, Luse & Womble, LLCCurrent– present · 16 yearsPlano, TX · Adviser representative · Firm CRD 152841
- Cain, Watters & Associates, P.L.L.C.– · 2 yearsDallas, TX · Adviser representative · Firm CRD 111521
- NFP Securities, Inc.– · 2 yearsDallas, TX · Adviser representative · Firm CRD 42046
Professional designations
Listed by Moss, Luse & Womble
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jeffrey Moss is registered as an investment adviser representative in 2 states. The first approvals date from March 2010; the most recent is Louisiana, in November 2010.
- LouisianaSince 12 November 2010
- TexasSince 5 March 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 August 2004 |
| Series 7 | General Securities Representative Examination | 26 July 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jeffrey Matthew Moss
- CRD
- 4776080
- Firm
- Moss, Luse & Womble · CRD 152841
- Role
- Chief Compliance Officer
- Office
- 5160 TENNYSON PARKWAY, SUITE 2000W, Plano, TX 75024
- Registration
- Investment adviser registration
- In the industry since
- October 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mosslusewomble.com
Where does Jeffrey Moss work?
Jeffrey Moss has been Chief Compliance Officer of Moss, Luse & Womble, LLC since January 2010, and is a control person of the firm.
Is Jeffrey Moss a financial advisor?
Yes. Jeffrey Moss has a current investment-adviser registration in Louisiana and Texas, through Moss, Luse & Womble since March 2010.
How many years of experience does Jeffrey Moss have?
Jeffrey Moss has 22 years in the financial industry, since October 2004, across 3 adviser firms.
What exams has Jeffrey Moss passed?
Jeffrey Moss has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2004.
Where did Jeffrey Moss work before Moss, Luse & Womble?
Before Moss, Luse & Womble, Jeffrey Moss was registered through Cain, Watters & Associates, P.L.L.C., March 2007 to January 2010; NFP Securities, Inc., August 2004 to March 2007.
Where is Jeffrey Moss based?
Jeffrey Moss’ registered office is in Plano, TX.
Is Jeffrey Moss registered with FINRA?
No. Jeffrey Moss has no current broker registration.
Is Jeffrey Moss a CFP?
Moss, Luse & Womble lists Jeffrey Moss with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Jeffrey Moss’ record?
Search CRD 4776080 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jeffrey Moss’ full registration record.