{"url":"https://nivawealth.com/firms/moss-luse-and-womble-152841","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152841","regulatoryAum":803162000,"crd":"152841","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6744388","suffix":null,"lastName":"Brown","firstName":"Caitlin","middleName":"Gwen"},{"crd":"5644531","suffix":null,"lastName":"BRYAN","firstName":"MATTHEW","middleName":"EARL"},{"crd":"7687566","suffix":null,"lastName":"Caldwell","firstName":"Cody","middleName":null},{"crd":"7945245","suffix":null,"lastName":"Davis","firstName":"Joshua","middleName":null},{"crd":"7510001","suffix":null,"lastName":"Evans","firstName":"Ian","middleName":"Asher"},{"crd":"6309189","suffix":null,"lastName":"FERGUSON","firstName":"TRAVIS","middleName":"GRAHAM"},{"crd":"7796774","suffix":null,"lastName":"Freeman","firstName":"Trevor","middleName":"John"},{"crd":"7311352","suffix":null,"lastName":"Hatfield","firstName":"Grayson","middleName":"Stephen"},{"crd":"8332140","suffix":null,"lastName":"Hilliard","firstName":"Nathan","middleName":"Todd"},{"crd":"7421525","suffix":null,"lastName":"Howell","firstName":"Erika","middleName":"Jordan"},{"crd":"6292664","suffix":null,"lastName":"KELLUM","firstName":"MILES","middleName":"NORTON"},{"crd":"7252795","suffix":null,"lastName":"Kobza","firstName":"Jason","middleName":"William"},{"crd":"6973927","suffix":null,"lastName":"Luck","firstName":"Morgan","middleName":"Colleen 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BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:53:09.476519+00:00","documents":[{"name":"MOSS, LUSE & WOMBLE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059273","versionId":1059273,"submittedOn":"2026-09-28"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":794737000}],"custodyNote":"Moss, Luse & Womble does not have custody of client assets.","leadership":[{"name":"Jeffrey Moss","title":"Chief Compliance Officer","crd":"4776080"}],"ownership":[{"label":"Moss MLW, LLC","detail":"Member in the 25% to 50% ownership band and a control person, since December 2012."},{"label":"Luse MLW, LLC","detail":"Member in the 25% to 50% ownership band and a control person, since January 2013."},{"label":"Womble MLW, LLC","detail":"Member in the 25% to 50% ownership band and a control person, since January 2013."},{"label":"Jeffrey Moss","detail":"Indirect owner: a member of Moss MLW, LLC in the 75% or more band and a control person, since November 2012.","parent":"Moss MLW, LLC"},{"label":"Jason Luse","detail":"Indirect owner: a member of Luse MLW, LLC in the 75% or more band and a control person, since November 2012.","parent":"Luse MLW, LLC"},{"label":"Michael Womble","detail":"Indirect owner: a member of Womble MLW, LLC in the 75% or more band and a control person, since November 2012.","parent":"Womble MLW, LLC"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"5160 Tennyson Parkway, Suite 2000w","city":"Plano","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"972-674-2584","stateRegisteredReps":21,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"700","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":98},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"28 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/152841/PDF/152841.pdf","brochureDate":"28 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059273","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Moss, Luse & Womble have?","answer":"Moss, Luse & Womble has 874 clients and manages $803 million for them, as of September 2026. They include 399 pension and profit-sharing plans, 365 individual clients, and 110 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Moss, Luse & Womble offer?","answer":"Moss, Luse & Womble provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Moss, Luse & Womble charge?","answer":"Moss, Luse & Womble charges up to 0.45% a year for its Asset Management. The fee is billed in advance or in arrears and is negotiable.","source":"MOSS, LUSE & WOMBLE BROCHURE, filed 28 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Moss, Luse & Womble use?","answer":"Moss, Luse & Womble’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $795M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Moss, Luse & Womble have?","answer":"Moss, Luse & Womble has 21 investment adviser representatives registered with state securities authorities, out of 42 employees, and 21 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Moss, Luse & Womble invest in?","answer":"At the end of its last fiscal year, Moss, Luse & Womble’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Moss, Luse & Womble?","answer":"Moss, Luse & Womble is owned through holding companies by Jeffrey Moss, Jason Luse and Michael Womble. Its direct owners are Moss MLW, LLC, Luse MLW, LLC and Womble MLW, LLC, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Moss, Luse & Womble get paid?","answer":"Moss, Luse & Womble is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Moss, Luse & Womble registered with the SEC?","answer":"Yes, Moss, Luse & Womble has been registered with the SEC as an investment adviser since 10 April 2019. Its CRD number is 152841 and its SEC file number is 801-114973.","source":"Form ADV Part 1A, Item 1, filed 28 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Moss, Luse & Womble?","answer":"Moss, Luse & Womble’s main office is at 5160 Tennyson Parkway, Suite 2000w, Plano, TX 75024. Its phone number is 972-674-2584. Its website is mosslusewomble.com.","source":"Form ADV Part 1A, Item 1.F, filed 28 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}