Cody Caldwell has been an investment adviser representative at Moss, Luse & Womble since January 2023, and is not listed among the firm’s executive officers or direct owners. Cody Caldwell holds a Bachelor of Business Administration in Accounting from Dallas Baptist University and a Master of Business Administration in Accounting from Dallas Baptist University.
Moss, Luse & Womble, LLC is a Plano, TX firm with $803M under management, 874 clients and 21 advisers in one office, as of its September 2026 filing.
Cody Caldwell is Senior Planner of Moss, Luse & Womble, LLC. He gained experience in tax and accounting at Northrop Grumman Corporation and Saville, Dodgen & Co. At the firm he has worked four roles, working closely with clients across the country and from a variety of dental specialties.
- Moss, Luse & Womble, LLCCurrent– present · 3 yearsPlano, TX · Adviser representative · Firm CRD 152841
Professional designations
Listed by Moss, Luse & Womble
- Certified Public Accountant (CPA)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Cody Caldwell is registered as an investment adviser representative in Texas, since January 2023.
- TexasSince 19 January 2023
Examinations
No examinations are on Cody Caldwell’s record.
- CRD
- 7687566
- Firm
- Moss, Luse & Womble · CRD 152841
- Office
- 5160 TENNYSON PARKWAY, SUITE 2000W, Plano, TX 75024
- Registration
- Investment adviser registration
- In the industry since
- January 2023
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mosslusewomble.com
Where does Cody Caldwell work?
Cody Caldwell is an investment adviser representative registered through Moss, Luse & Womble, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Cody Caldwell a financial advisor?
Yes. Cody Caldwell has a current investment-adviser registration in Texas, through Moss, Luse & Womble since January 2023.
How many years of experience does Cody Caldwell have?
Cody Caldwell has 3 years in the financial industry, since January 2023, across 1 adviser firm.
Where is Cody Caldwell based?
Cody Caldwell’s registered office is in Plano, TX.
Is Cody Caldwell registered with FINRA?
No. Cody Caldwell has no current broker registration.
Is Cody Caldwell a CFP?
Moss, Luse & Womble lists Cody Caldwell with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Cody Caldwell’s record?
Search CRD 7687566 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Cody Caldwell’s full registration record.
