Kingdom Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, publishing newsletters, and educational seminars. Financial planning was provided to 2,000 clients last fiscal year.
Kingdom Financial Group reports 1,810 clients. They include 1,713 individual clients, 72 high-net-worth individuals, and 20 pension and profit-sharing plans. Of its assets, 100.0% ($521M across 3,554 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $521M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 95% | 75% |
| High-net-worth individuals | 4% | 23% |
| Pension and profit-sharing plans | 1% | 1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,713 | $391M | 75.0% | $228K |
| High-net-worth individuals | 72 | $122M | 23.5% | $1.7M |
| Pension and profit-sharing plans | 20 | $6.53M | 1.3% | $326K |
| Corporations and other businesses | 5 | $1.4M | 0.3% | $280K |
| Total | 1,810 | $521M | 100% | $288K |
- Clients
- 1,713
- Regulatory AUM
- $391M
- AUM share
- 75.0%
- Avg. per client
- $228K
- Clients
- 72
- Regulatory AUM
- $122M
- AUM share
- 23.5%
- Avg. per client
- $1.7M
- Clients
- 20
- Regulatory AUM
- $6.53M
- AUM share
- 1.3%
- Avg. per client
- $326K
- Clients
- 5
- Regulatory AUM
- $1.4M
- AUM share
- 0.3%
- Avg. per client
- $280K
Total
- Clients
- 1,810
- Regulatory AUM
- $521M
- AUM share
- 100%
- Avg. per client
- $288K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 2000
Kingdom Financial Group charges up to 1.75% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $25,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Consulting is billed at an hourly charge of $250, negotiable, with a retainer of two hours at signing; waived for clients who also use investment management.
- Financial Planning Services
- Fixed fees for financial planning range from $250 to $5,000, negotiable, with a retainer of 25% at signing; waived for clients who also use investment management.
Fullerton Financial Holdings, LLC owns 75% or more of Kingdom Financial Group and is in turn owned by Fullerton Financial Legacyco, LLC (50–75%). The leadership team of Kingdom Financial Group includes President Steven Fullerton and Chief Operating Officer Joshua Becker. It has 51 employees, 17 of them in advisory roles.
Leadership
- Steven FullertonMember & President
- Joshua BeckerChief Operating Officer
- Dustin MezaChief
Stephanie FullertonMember
Investment adviser representatives
15 representatives listed in the SEC register as of 9 October 2026.
Staff
- 51 employees
- 17 in advisory functions
- 17 state-registered reps
- 17 insurance agents
- Owns 75% or more of Kingdom Financial Group, LLC
Fullerton Financial Holdings, LLC
since March 2023
- Owns 50% to 75% of Fullerton Financial Holdings, LLC
Fullerton Financial Legacyco, LLC
since March 2023
- Owns 50% to 75% of Kingdom Financial Group, LLC
Steven Fullerton
Control person · since November 2010
- Owns 50% to 75% of Kingdom Financial Group, LLC
Stephanie Fullerton
Control person · since January 2019
Kingdom Financial Group’s regulatory assets grew 2.6× from $204M (March 2021) to $521M (March 2026); clients rose from 1,051 to 1,810 and employees from 12 to 51.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $521M | 1,810 | 51 | 3 |
| March 2025 | $341M | 1,549 | 40 | 3 |
| July 2024 | $295M | 1,500 | 40 | 2 |
| March 2023 | $220M | 1,334 | 26 | 2 |
| March 2022 | $271M | 1,204 | 13 | 2 |
| March 2021 | $204M | 1,051 | 12 | 2 |
Besides its headquarters, Kingdom Financial Group has 2 offices, with 3 listed addresses in Arizona.
Arizona · 3 listed addresses
- 14155 N. 83 Ave #144, PeoriaHQ
- 600 E. Rio Salado Parkway #102, Tempe
- 18655 Claret Drive, Scottsdale
Other business names
Kingdom Financial Group has reported 1 other business name to the SEC.
- Iq Wealth Advisory, LLC.
Contact and registration details
- Legal name
- Kingdom Financial Group, LLC
- Headquarters
- 14155 N. 83 Ave #144, Peoria, AZ 85381
- Website
- fullertonfp.com
- Phone
- 623-974-0300
- SEC file
- 801-113161
- Structure
- Arizona LLC
- Fiscal year end
- December
Kingdom Financial Group uses Fidelity ($514M) as custodian for its separately managed accounts. Kingdom Financial Group has custody of $291M in client assets for 1,092 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $514M100%
At year end, Kingdom Financial Group’s separately managed accounts were mostly in funds (58%) and stocks (31%). Its reported 13F holdings for the quarter ended 30 June 2026 total $391M across 855 positions; the largest are Capitol Ser TR (15.2%), iShares TR (13.5%) and iShares TR (8.7%).
What the accounts hold
- Stocks31%
- Funds58%
- Bonds6%
- State and local bonds4%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash5%
Reported 13F holdings
- $391M
- Reported 13F value
- 855
- Positions
- 66.4%
- In the 10 largest
- +12.0%
- Value vs. prior quarter
- Capitol Ser TR · Sterl Cap BD ETF15.2%
- iShares TR · Rus Tp200 GR ETF13.5%
- iShares TR · Rus Tp200 VL ETF8.7%
- Sterling Cap Fds · National Muni BD8.1%
- iShares TR · Eafe Value ETF4.4%
- iShares TR · Rus Mdcp Val ETF4.1%
- iShares TR · Eafe Grwth ETF3.9%
- iShares Inc. · Core MSCI Emkt3.6%
- Vanguard Index Fds · S&P 500 ETF Shs2.5%
- Vanguard Scottsdale Fds · Vng Rus2000idx2.4%
Together, the ten largest are 66.4% of reported value.
How many clients does Kingdom Financial Group have?
Kingdom Financial Group has 1,810 clients and manages $521 million for them, as of March 2026. They include 1,713 individual clients, 72 high-net-worth individuals, and 20 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Kingdom Financial Group offer?
Kingdom Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Kingdom Financial Group charge?
Kingdom Financial Group charges up to 1.75% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $25,000.
Which custodians does Kingdom Financial Group use?
Kingdom Financial Group’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $514M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Kingdom Financial Group have?
Kingdom Financial Group has 17 investment adviser representatives registered with state securities authorities, out of 51 employees, and 17 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 17 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kingdom Financial Group invest in?
At the end of its last fiscal year, Kingdom Financial Group’s separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 5% cash and equivalents, 4% state and local bonds, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Kingdom Financial Group have a minimum investment?
Yes, Kingdom Financial Group’s minimum account size for its Investment Management Services is $25K.
Who owns Kingdom Financial Group?
Kingdom Financial Group is owned through a holding company by Fullerton Financial Legacyco, LLC. Its direct owners are Steven Fullerton (50% to 75%), Stephanie Fullerton (50% to 75%) and Fullerton Financial Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Kingdom Financial Group get paid?
Kingdom Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Kingdom Financial Group registered with the SEC?
Yes, Kingdom Financial Group has been registered with the SEC as an investment adviser since 2 July 2018. Its CRD number is 155676 and its SEC file number is 801-113161.
Source: Form ADV Part 1A, Item 1, filed 27 March 2026; IAPD firm record
How do I contact Kingdom Financial Group?
Kingdom Financial Group’s main office is at 14155 N. 83 Ave #144, Peoria, AZ 85381. Its phone number is 623-974-0300. Its website is fullertonfp.com.