Steven Fullerton has been Member & President of Kingdom Financial Group since November 2010, is a control person of the firm and directly owns between 50% and 75% of it.
Kingdom Financial Group, LLC is a Peoria, AZ firm with $521M under management, 1,810 clients and 17 advisers across 3 offices, as of its March 2026 filing.
- Kingdom Financial Group, LLCCurrent– present · 15 yearsPeoria, AZ · Adviser representative · Firm CRD 155676
Investment adviser representative registrations
Steven Fullerton is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2011; the most recent is Texas, in March 2019.
- ArizonaSince 26 January 2011
- TexasResidentSince 20 March 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 13 September 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 April 2010 |
| Series 7 | General Securities Representative Examination | 25 February 2010 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven David Fullerton
- CRD
- 5753285
- Firm
- Kingdom Financial Group · CRD 155676
- Role
- Member & President
- Office
- 14155 N. 83 AVE #144, Peoria, AZ 85381
- Registration
- Investment adviser registration
- In the industry since
- January 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Steven Fullerton work?
Steven Fullerton has been Member & President of Kingdom Financial Group, LLC since November 2010, and is a control person of the firm.
Is Steven Fullerton a financial advisor?
Yes. Steven Fullerton has a current investment-adviser registration in Arizona and Texas, through Kingdom Financial Group since January 2011.
How many years of experience does Steven Fullerton have?
Steven Fullerton has 15 years in the financial industry, since January 2011, across 1 adviser firm.
What exams has Steven Fullerton passed?
Steven Fullerton has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in February 2010.
Where is Steven Fullerton based?
Steven Fullerton’s registered office is in Peoria, AZ.
Is Steven Fullerton registered with FINRA?
No. Steven Fullerton has no current broker registration.
How can I verify Steven Fullerton’s record?
Search CRD 5753285 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Fullerton’s full registration record.
- Joshua BeckerChief Operating Officer
- Dustin MezaChief
Stephanie FullertonMember