Leslie Winchester has been an investment adviser representative at Kingdom Financial Group since April 2024, and is not listed among the firm’s executive officers or direct owners.
Kingdom Financial Group, LLC is a Peoria, AZ firm with $521M under management, 1,810 clients and 17 advisers across 3 offices, as of its March 2026 filing.
Leslie Winchester’s longest registration was 4 years at Charles Schwab & Co., Inc. (2009–2013). Before joining Kingdom Financial Group in 2024, Leslie Winchester was registered through Foundations Investment Advisors LLC and Estate Planning Solutions.
- Kingdom Financial Group, LLCCurrent– present · 2 yearsPeoria, AZ · Adviser representative · Firm CRD 155676
- Foundations Investment Advisors LLC– · under a yearSurprise, AZ · Adviser representative · Firm CRD 175083
- Estate Planning Solutions– · 2 yearsGlendale, AZ · Adviser representative · Firm CRD 158468
- Charles Schwab & Co., Inc.– · 4 yearsPhoenix, AZ · Adviser representative · Firm CRD 5393
- Charles Schwab & Co., Inc.– · 2 yearsNaperville, IL · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Leslie Winchester is registered as an investment adviser representative in Arizona, since April 2024.
- ArizonaSince 1 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 November 2018 |
| Series 66 | Uniform Combined State Law Examination | 28 November 2005 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 30 August 1999 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 30 August 1999 |
| Series 7 | General Securities Representative Examination | 15 August 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 June 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 May 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Leslie Ann Winchester
- CRD
- 2611753
- Firm
- Kingdom Financial Group · CRD 155676
- Office
- 14155 N. 83 AVE #144, Peoria, AZ 85381
- Registration
- Investment adviser registration
- In the industry since
- July 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Leslie Winchester work?
Leslie Winchester is an investment adviser representative registered through Kingdom Financial Group, LLC since April 2024, and is not listed among the firm’s executive officers or direct owners.
Is Leslie Winchester a financial advisor?
Yes. Leslie Winchester has a current investment-adviser registration in Arizona, through Kingdom Financial Group since April 2024.
How many years of experience does Leslie Winchester have?
Leslie Winchester has 14 years in the financial industry, since July 2012, across 4 adviser firms.
What exams has Leslie Winchester passed?
Leslie Winchester has passed 7 licensing exams: the Series 6, Series 63, Series 7, Series 10, Series 9, Series 66 and Series 65. The earliest, the Series 6, was passed in May 1995.
Where did Leslie Winchester work before Kingdom Financial Group?
Before Kingdom Financial Group, Leslie Winchester was registered through Foundations Investment Advisors LLC, August 2023 to February 2024; Estate Planning Solutions, August 2014 to December 2016; Charles Schwab & Co., Inc., April 2009 to April 2013; Charles Schwab & Co., Inc., May 2006 to February 2009.
Where is Leslie Winchester based?
Leslie Winchester’s registered office is in Peoria, AZ.
Is Leslie Winchester registered with FINRA?
No. Leslie Winchester has no current broker registration.
How can I verify Leslie Winchester’s record?
Search CRD 2611753 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Leslie Winchester’s full registration record.
