Dustin Meza has been Chief Compliance Officer of Lloyd Advisory Services since November 2025, is a control person of the firm and directly owns under 5% of it.
Lloyd Advisory Services, LLC is a Suwanee, GA firm with $438M under management, 1,262 clients and 6 advisers across 3 offices, as of its March 2026 filing.
Dustin Meza’s longest registration was 8 years at Sunset Financial Services, Inc. (2006–2014).
- Ae Wealth Management, LLCAlso current– present · 1 yearLenexa, KS · Adviser representative · Firm CRD 282580
- Nuance Investments, LLC– · 2 yearsKansas City, MO · Adviser representative · Firm CRD 148534
- Thrivent Investment Management Inc.– · under a yearMinneapolis, MN · Adviser representative · Firm CRD 18387
- Waddell & Reed– · 6 yearsOverland Park, KS · Adviser representative · Firm CRD 866
- Sunset Financial Services, Inc.– · 8 yearsKansas City, MO · Adviser representative · Firm CRD 3538
Investment adviser representative registrations
Dustin Meza is registered as an investment adviser representative in Kansas, since January 2025.
- KansasSince 8 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 12 February 2024 |
| Series 4 | Registered Options Principal Examination | 12 February 2024 |
| Series 7TO | General Securities Representative Examination | 12 February 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 April 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 September 2000 |
| Series 7 | General Securities Representative Examination | 13 September 2000 |
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4265066
- Firm
- Lloyd Advisory Services · CRD 150582
- Role
- Chief Compliance Officer
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Dustin Meza work?
Dustin Meza has been Chief Compliance Officer of Lloyd Advisory Services, LLC since November 2025, and is a control person of the firm.
Is Dustin Meza a financial advisor?
Yes. Dustin Meza has a current investment-adviser registration in Kansas.
How many years of experience does Dustin Meza have?
Dustin Meza has 25 years in the financial industry, since March 2001, across 5 adviser firms.
What exams has Dustin Meza passed?
Dustin Meza has passed 6 licensing exams: the Series 7, Series 63, Series 66, Series 24, Series 4 and Series 7TO. The earliest, the Series 7, was passed in September 2000. FINRA credited Dustin Meza with the SIE, which began in October 2018.
Where was Dustin Meza previously registered as an investment adviser?
Dustin Meza has past investment-adviser registrations through Nuance Investments, LLC, November 2021 to October 2024; Thrivent Investment Management Inc., May 2021 to October 2021; Waddell & Reed, March 2015 to May 2021; Sunset Financial Services, Inc., April 2006 to December 2014, across 5 firms.
Is Dustin Meza registered with FINRA?
Yes. Dustin Meza has a current broker registration, under CRD 4265066.
Source: FINRA BrokerCheck
How can I verify Dustin Meza’s record?
Search CRD 4265066 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Dustin Meza’s full registration record.
