Chase Barrett has been an investment adviser representative at Kingdom Financial Group since December 2025, and is not listed among the firm’s executive officers or direct owners.
Kingdom Financial Group, LLC is a Peoria, AZ firm with $521M under management, 1,810 clients and 17 advisers across 3 offices, as of its March 2026 filing.
Chase Barrett’s longest registration was 2 years at Wells Fargo Advisors (2022–2025). Before joining Kingdom Financial Group in 2025, Chase Barrett was registered through Wells Fargo Advisors and Morgan Stanley.
- Kingdom Financial Group, LLCCurrent– present · under a yearTempe, AZ · Adviser representative · Firm CRD 155676
- Wells Fargo Advisors– · 2 yearsChandler, AZ · Adviser representative · Firm CRD 19616
- Morgan Stanley– · 1 yearGilbert, AZ · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Chase Barrett is registered as an investment adviser representative in Arizona, since December 2025.
- ArizonaSince 11 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 October 2020 |
| Series 7TO | General Securities Representative Examination | 27 August 2020 |
| SIE | Securities Industry Essentials Examination | 13 July 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Chase Alexander Barrett
- CRD
- 7135889
- Firm
- Kingdom Financial Group · CRD 155676
- Office
- 600 E. Rio Salado Parkway, #102, Tempe, AZ 85281
- Registration
- Investment adviser registration
- In the industry since
- December 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Chase Barrett work?
Chase Barrett is an investment adviser representative registered through Kingdom Financial Group, LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is Chase Barrett a financial advisor?
Yes. Chase Barrett has a current investment-adviser registration in Arizona, through Kingdom Financial Group since December 2025.
How many years of experience does Chase Barrett have?
Chase Barrett has 4 years in the financial industry, since December 2021, across 3 adviser firms.
What exams has Chase Barrett passed?
Chase Barrett has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in July 2020.
Where did Chase Barrett work before Kingdom Financial Group?
Before Kingdom Financial Group, Chase Barrett was registered through Wells Fargo Advisors, November 2022 to April 2025; Morgan Stanley, October 2020 to March 2022.
Where is Chase Barrett based?
Chase Barrett’s registered office is in Tempe, AZ.
Is Chase Barrett registered with FINRA?
No. Chase Barrett has no current broker registration.
How can I verify Chase Barrett’s record?
Search CRD 7135889 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Chase Barrett’s full registration record.
