Eastsound Capital Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, and education planning. Financial planning was provided to 1–10 clients last fiscal year.
Eastsound Capital Advisors reports 247 clients. They include 195 individual clients, 49 high-net-worth individuals and 3 other investment advisers. Of its assets, 100.0% ($215M across 551 accounts) are managed with discretion. Of its clients, 27% are outside the U.S. It advised 4 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 79% | 33% |
| High-net-worth individuals | 20% | 61% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
| Other investment advisers | 1% | 0% |
| Other client typesCorporations and other businesses | Not reported | 5% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 195 | $71.2M | 33.2% | $365K |
| High-net-worth individuals | 49 | $131M | 61.0% | $2.67M |
| Pension and profit-sharing plans | Fewer than 5 | $1.75M | 0.8% | — |
| Charitable organizations | Fewer than 5 | $362K | 0.2% | — |
| Other investment advisers | 3 | $0 | 0.0% | $0 |
| Corporations and other businesses | Fewer than 5 | $10.3M | 4.8% | — |
| Total | 247 | $215M | 100% | — |
- Clients
- 195
- Regulatory AUM
- $71.2M
- AUM share
- 33.2%
- Avg. per client
- $365K
- Clients
- 49
- Regulatory AUM
- $131M
- AUM share
- 61.0%
- Avg. per client
- $2.67M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.75M
- AUM share
- 0.8%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $362K
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- 3
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- $0
- Clients
- Fewer than 5
- Regulatory AUM
- $10.3M
- AUM share
- 4.8%
- Avg. per client
- —
Total
- Clients
- 247
- Regulatory AUM
- $215M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 27%
- Clients advised without assets under management last fiscal year
- 4
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Eastsound Capital Advisors charges up to 1.95% a year for its Investment Supervisory Services. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $100,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Comprehensive financial plans are typically priced by complexity from $750 to $5,000 per plan; hourly planning is $150 to $500 an hour.
Jeffrey Pietsch owns 75% or more of Eastsound Capital Advisors. The leadership team of Eastsound Capital Advisors includes Chief Compliance Officer Jeffrey Pietsch. It has 8 employees, 6 of them in advisory roles.
Leadership
Jeffrey PietschManaging Member/Chief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 6 in advisory functions
- 8 state-registered reps
- 2 insurance agents
- 2 soliciting firms
- Owns 75% or more of Eastsound Capital Advisors, LLC
Jeffrey Pietsch
Control person · since December 2011
Eastsound Capital Advisors’ regulatory assets grew from $152M (July 2024) to $215M (June 2026); clients rose from 207 to 247 and employees from 6 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $215M | 247 | 8 | 6 |
| Jul 2025July 2025 | $168M | 450 | 5 | 6 |
| Jul 2024July 2024 | $152M | 207 | 6 | 4 |
Besides its headquarters, Eastsound Capital Advisors has 5 offices (2 private residences, listed without an address), with 4 listed addresses across 2 states.
Colorado · 2 listed addresses
- 14713 Stoney Creek Way, Broomfield
- 7238 W Cedar Circle, Lakewood
California · 1 listed address
- 355 Woodview Avenue Suite 300, Morgan Hill
Choose a state to see its listed addresses.
Other business names
Eastsound Capital Advisors has reported 3 other business names to the SEC.
- Advisors 360
- Capital Advisors 360
- Western Financial
Contact and registration details
- Legal name
- Eastsound Capital Advisors, LLC
- Headquarters
- Not reported
- Website
- eastsoundcapitaladvisors.com
- Phone
- 360-317-4688
- SEC file
- 801-129635
- Founded
- 2011
- Structure
- Washington LLC
- Fiscal year end
- December
Eastsound Capital Advisors’ named custodians for separately managed accounts include Charles Schwab ($159M, 74%), Assetmark Trust Compan ($23.6M, 11%) and Interactive Brokers ($19M, 9%). Eastsound Capital Advisors does not have custody of client assets.
- Interactive BrokersInteractive Brokers Corp. · Greenwich, CT · $19M9%
- Charles SchwabCharles Schwab · San Francisco, CA · $159M74%
- Assetmark Trust CompanAssetmark Trust Compan · Concord, CA · $23.6M11%
- SEI Investments DistributionSEI Investments Distribution Co. · Oaks, PA · $13.4M6%
At year end, Eastsound Capital Advisors’ separately managed accounts were mostly in funds (66%) and stocks (21%).
What the accounts hold
- Stocks21%
- Exchange-traded equities19%
- Non-exchange-traded equities2%
- Funds66%
- Bonds1%
- Cash4%
- Other7%
- Alternative7%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Eastsound Capital Advisors have?
Eastsound Capital Advisors has 247 clients and manages $215 million for them, as of June 2026. They include 195 individual clients, 49 high-net-worth individuals and 3 other investment advisers.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 June 2026
What services does Eastsound Capital Advisors offer?
Eastsound Capital Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, and education planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Eastsound Capital Advisors charge?
Eastsound Capital Advisors charges up to 1.95% a year for its Investment Supervisory Services. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $100,000.
Source: CA360 EASTSOUND PIETSCH 2A 3.26, filed 27 March 2026
Which custodians does Eastsound Capital Advisors use?
Eastsound Capital Advisors’ separately managed account assets are held at Charles Schwab (San Francisco, CA), with $159M, Assetmark Trust Compan (Concord, CA), with $23.6M, Interactive Brokers Corp. (Greenwich, CT), with $19M and SEI Investments Distribution Co. (Oaks, PA), with $13.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 June 2026
How many financial advisors does Eastsound Capital Advisors have?
Eastsound Capital Advisors has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Eastsound Capital Advisors invest in?
At the end of its last fiscal year, Eastsound Capital Advisors’ separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 19% exchange-traded equities, 7% other, 4% cash and equivalents, 2% non-exchange-traded equities and 1% U.S. government and agency bonds. The 7% other category is described as: Alternative.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Eastsound Capital Advisors have a minimum investment?
Yes, Eastsound Capital Advisors’ minimum account size for its Investment Supervisory Services is $100K.
Source: CA360 EASTSOUND PIETSCH 2A 3.26, filed 27 March 2026
Who owns Eastsound Capital Advisors?
Eastsound Capital Advisors’ direct owner is Jeffrey Pietsch (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 June 2026
How does Eastsound Capital Advisors get paid?
Eastsound Capital Advisors is paid through a percentage of assets under management, hourly charges, subscription fees and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Eastsound Capital Advisors?
Its phone number is 360-317-4688. Its website is eastsoundcapitaladvisors.com.