James McEvoy has been an investment adviser representative at Eastsound Capital Advisors since January 2023, and is not listed among the firm’s executive officers or direct owners.
Eastsound Capital Advisors, LLC is a firm with $215M under management, 247 clients and 6 advisers across 6 offices, as of its June 2026 filing.
James McEvoy’s longest registration was 5 years at Transamerica Financial Advisors, Inc. (2009–2014). Before joining Eastsound Capital Advisors in 2023, James McEvoy was registered through International Asset Management and Concert Wealth Management.
- – present · 3 yearsEastsound, WA · Adviser representative · Firm CRD 160180
- International Asset Management– · 5 yearsMenlo Park, CA · Adviser representative · Firm CRD 123418
- Concert Wealth Management– · 1 yearKortenberg · Adviser representative · Firm CRD 141253
- Transamerica Financial Advisors, Inc.– · 5 yearsKortenberg · Adviser representative · Firm CRD 16164
- Intersecurities, Inc.– · 3 yearsKortenberg · Adviser representative · Firm CRD 16164
Investment adviser representative registrations
James McEvoy is registered as an investment adviser representative in Washington, since September 2026.
- WashingtonSince 9 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 31 January 2005 |
| Series 66 | Uniform Combined State Law Examination | 13 March 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 April 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Michael McEvoy
- CRD
- 1645362
- Firm
- Eastsound Capital Advisors · CRD 160180
- Office
- Eastsound, WA
- Registration
- Investment adviser registration
- In the industry since
- May 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does James McEvoy work?
James McEvoy is an investment adviser representative registered through Eastsound Capital Advisors, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is James McEvoy a financial advisor?
Yes. James McEvoy has a current investment-adviser registration in Washington, through Eastsound Capital Advisors since January 2023.
How many years of experience does James McEvoy have?
James McEvoy has 21 years in the financial industry, since May 2005, across 4 adviser firms.
What exams has James McEvoy passed?
James McEvoy has passed 3 licensing exams: the Series 6, Series 66 and Series 63. The earliest, the Series 6, was passed in April 1987. FINRA credited James McEvoy with the SIE, which began in October 2018.
Where did James McEvoy work before Eastsound Capital Advisors?
Before Eastsound Capital Advisors, James McEvoy was registered through Concert Wealth Management, January 2015 to December 2016; Transamerica Financial Advisors, Inc., January 2009 to December 2014; Intersecurities, Inc., January 2005 to December 2008.
Where is James McEvoy based?
James McEvoy’s registered office is in Eastsound, WA.
Is James McEvoy registered with FINRA?
No. James McEvoy has no current broker registration.
How can I verify James McEvoy’s record?
Search CRD 1645362 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James McEvoy’s full registration record.
