{"url":"https://nivawealth.com/firms/eastsound-capital-advisors-160180","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160180","regulatoryAum":214576000,"crd":"160180","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2300938","suffix":null,"lastName":"HANNA","firstName":"ROBERT","middleName":"BRUCE"},{"crd":"2595565","suffix":null,"lastName":"HUME","firstName":"CLIFTON","middleName":"WILLOUGHBY"},{"crd":"1645362","suffix":null,"lastName":"MCEVOY","firstName":"JAMES","middleName":"MICHAEL"},{"crd":"7662696","suffix":null,"lastName":"Mcevoy","firstName":"Niels","middleName":null},{"crd":"6011071","suffix":null,"lastName":"PIETSCH","firstName":"JEFFREY","middleName":"GARETT"},{"crd":"2683638","suffix":null,"lastName":"SYLER","firstName":"GREGORY","middleName":null},{"crd":"4418749","suffix":null,"lastName":"TAYLAN","firstName":"MARK","middleName":"GENARO VALENCIA"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-08","regulatoryAum":152190000,"clients":207,"employees":6,"offices":4},{"filedOn":"2025-07-22","regulatoryAum":167704000,"clients":450,"employees":5,"offices":6},{"filedOn":"2026-06-10","regulatoryAum":214576000,"clients":247,"employees":8,"offices":6}],"secFileNumber":"801-129635","legalName":"Eastsound Capital Advisors, LLC","displayName":"Eastsound Capital Advisors","slug":"eastsound-capital-advisors-160180","website":"https://eastsoundcapitaladvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2011","organization":"Washington limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":["Advisors 360","Capital Advisors 360","Western Financial"],"registration":{"secApproved":"8 March 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":828356.5573770492,"staff":{"employees":8,"advisory":6,"brokerDealerReps":0,"insuranceAgents":2,"promoters":2},"aum":{"regulatory":214576000,"discretionary":214576000,"discretionaryAccounts":551,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":27,"nonAumClients":4},"clientTypes":[{"label":"Individuals (other than HNW)","clients":195,"regulatoryAum":71222000},{"label":"High-net-worth individuals","clients":49,"regulatoryAum":130897000},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":1749000},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":362000},{"label":"Other investment advisers","clients":3,"regulatoryAum":0},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":10346000}],"feePrograms":[{"role":"main","program":"Investment Supervisory Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030119","versionId":1030119,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-03-27","documentName":"CA360 EASTSOUND PIETSCH 2A 3.26","fee_rate_low":null,"fee_rate_high":1.95,"fee_negotiable":true,"minimum_account":100000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Comprehensive financial plans are typically priced by complexity from $750 to $5,000 per plan; hourly planning is $150 to $500 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030119","versionId":1030119,"submittedOn":"2026-03-27","documentName":"CA360 EASTSOUND PIETSCH 2A 3.26"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:27:20.145782+00:00","documents":[{"name":"CA360 EASTSOUND PIETSCH 2A 3.26","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030119","versionId":1030119,"submittedOn":"2026-03-27"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047941","versionId":1047941,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=990421","versionId":990421,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=985478","versionId":985478,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=983007","versionId":983007,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=891830","versionId":891830,"submittedOn":null}]},"custodians":[{"name":"Interactive Brokers Corp.","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":19024000},{"name":"Charles Schwab","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":158576000},{"name":"Assetmark Trust Compan","shortName":"Assetmark Trust Compan","location":"Concord, CA","smaAssets":23569000},{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":13407000}],"custodyNote":"Eastsound Capital Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeffrey Pietsch","title":"Managing Member/Chief Compliance Officer","crd":"6011071"}],"ownership":[{"label":"Jeffrey Pietsch","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since December 2011."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":2},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"355 Woodview Avenue Suite 300","city":"Morgan Hill"}]},{"state":"Colorado","offices":2,"addresses":[{"street":"14713 Stoney Creek Way","city":"Broomfield"},{"street":"7238 W Cedar Circle","city":"Lakewood"}]}],"brochureServices":["education planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"360-317-4688","stateRegisteredReps":8,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Subscription fees","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":19},{"label":"Non-exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":66},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":7,"detail":"Alternative"}],"privateFunds":0},"sources":{"adv1FilingDate":"10 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160180/PDF/160180.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030119","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Eastsound Capital Advisors have?","answer":"Eastsound Capital Advisors has 247 clients and manages $215 million for them, as of June 2026. They include 195 individual clients, 49 high-net-worth individuals and 3 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Eastsound Capital Advisors offer?","answer":"Eastsound Capital Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, educational seminars, and education planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Eastsound Capital Advisors charge?","answer":"Eastsound Capital Advisors charges up to 1.95% a year for its Investment Supervisory Services. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $100,000.","source":"CA360 EASTSOUND PIETSCH 2A 3.26, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Eastsound Capital Advisors use?","answer":"Eastsound Capital Advisors’ separately managed account assets are held at Charles Schwab (San Francisco, CA), with $159M, Assetmark Trust Compan (Concord, CA), with $23.6M, Interactive Brokers Corp. (Greenwich, CT), with $19M and SEI Investments Distribution Co. (Oaks, PA), with $13.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Eastsound Capital Advisors have?","answer":"Eastsound Capital Advisors has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Eastsound Capital Advisors invest in?","answer":"At the end of its last fiscal year, Eastsound Capital Advisors’ separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 19% exchange-traded equities, 7% other, 4% cash and equivalents, 2% non-exchange-traded equities and 1% U.S. government and agency bonds. The 7% other category is described as: Alternative.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Eastsound Capital Advisors have a minimum investment?","answer":"Yes, Eastsound Capital Advisors’ minimum account size for its Investment Supervisory Services is $100K.","source":"CA360 EASTSOUND PIETSCH 2A 3.26, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Eastsound Capital Advisors?","answer":"Eastsound Capital Advisors’ direct owner is Jeffrey Pietsch (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Eastsound Capital Advisors get paid?","answer":"Eastsound Capital Advisors is paid through a percentage of assets under management, hourly charges, subscription fees and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Eastsound Capital Advisors?","answer":"Its phone number is 360-317-4688. Its website is eastsoundcapitaladvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}