Clifton Hume has been an investment adviser representative at Eastsound Capital Advisors since October 2023, and is not listed among the firm’s executive officers or direct owners.
Eastsound Capital Advisors, LLC is a firm with $215M under management, 247 clients and 6 advisers across 6 offices, as of its June 2026 filing.
Clifton Hume’s longest registration was 6 years at Sowell Management (2017–2023). Before joining Eastsound Capital Advisors in 2023, Clifton Hume was registered through Sowell Management and Raymond James Financial Services Advisors, Inc.
- – present · 3 yearsLakewood, CO · Adviser representative · Firm CRD 160180
- Sowell Management– · 6 yearsGreeley, CO · Adviser representative · Firm CRD 127145
- Raymond James Financial Services Advisors, Inc– · under a yearGreeley, CO · Adviser representative · Firm CRD 149018
- First National Capital Markets, Inc.– · 1 yearGreeley, CO · Adviser representative · Firm CRD 115920
Investment adviser representative registrations
Clifton Hume is registered as an investment adviser representative in Colorado, since October 2023.
- ColoradoSince 17 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 December 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 December 1998 |
| Series 7 | General Securities Representative Examination | 27 April 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Clifton Willoughby Hume
- CRD
- 2595565
- Firm
- Eastsound Capital Advisors · CRD 160180
- Office
- Lakewood, CO
- Registration
- Investment adviser registration
- In the industry since
- December 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Clifton Hume work?
Clifton Hume is an investment adviser representative registered through Eastsound Capital Advisors, LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Clifton Hume a financial advisor?
Yes. Clifton Hume has a current investment-adviser registration in Colorado, through Eastsound Capital Advisors since October 2023.
How many years of experience does Clifton Hume have?
Clifton Hume has 25 years in the financial industry, since December 2000, across 4 adviser firms.
What exams has Clifton Hume passed?
Clifton Hume has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in April 1998. FINRA credited Clifton Hume with the SIE, which began in October 2018.
Where did Clifton Hume work before Eastsound Capital Advisors?
Before Eastsound Capital Advisors, Clifton Hume was registered through Raymond James Financial Services Advisors, Inc, June 2015 to May 2016; First National Capital Markets, Inc., June 2014 to June 2015.
Where is Clifton Hume based?
Clifton Hume’s registered office is in Lakewood, CO.
Is Clifton Hume registered with FINRA?
No. Clifton Hume has no current broker registration.
How can I verify Clifton Hume’s record?
Search CRD 2595565 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Clifton Hume’s full registration record.
