Gregory Syler has been an investment adviser representative at Eastsound Capital Advisors since October 2020, and is not listed among the firm’s executive officers or direct owners.
Eastsound Capital Advisors, LLC is a firm with $215M under management, 247 clients and 6 advisers across 6 offices, as of its June 2026 filing.
Greg Syler is Compliance Consultant of Capital Advisors 360, based in San Francisco, California. He provides compliance consulting services to Capital Advisors 360 through his firm, Align Advisor Services. He has over twenty-five years of compliance experience with broker-dealers and RIA firms and has held positions as Operations Manager, Compliance Manager and Chief Compliance Officer.
Gregory Syler’s longest registration is the current one, 6 years at Eastsound Capital Advisors since 2020. Before joining Eastsound Capital Advisors in 2020, Gregory Syler was registered through Pacific Fortune Management Inc and Sowell Management Services.
- – present · 6 yearsSan Francisco, CA · Adviser representative · Firm CRD 160180
- Pacific Fortune Management Inc– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 287576
- Sowell Management Services– · under a yearSan Jose, CA · Adviser representative · Firm CRD 127145
- Concert Wealth Management– · under a yearSan Jose, CA · Adviser representative · Firm CRD 141253
- UBS Financial Services Inc.– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 8174
- Deutsche Bank Securities Inc.– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 2525
- J.P. Morgan Securities LLC– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 79
- Wells Fargo Advisors, LLC– · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 19616
- Morgan Stanley & Co., Incorporated– · under a yearPalo Alto, CA · Adviser representative · Firm CRD 8209
- Morgan Stanley– · under a yearPalo Alto, CA · Adviser representative · Firm CRD 7556
- RBC Dain Rauscher Inc.– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Gregory Syler is registered as an investment adviser representative in California, since October 2020.
- CaliforniaSince 22 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 February 2006 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 10 March 2004 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 25 November 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 September 2001 |
| Series 7 | General Securities Representative Examination | 26 October 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2683638
- Firm
- Eastsound Capital Advisors · CRD 160180
- Office
- San Francisco, CA
- Registration
- Investment adviser registration
- In the industry since
- June 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- capitaladvisors360.com
Where does Gregory Syler work?
Gregory Syler is an investment adviser representative registered through Eastsound Capital Advisors, LLC since October 2020, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Syler a financial advisor?
Yes. Gregory Syler has a current investment-adviser registration in California, through Eastsound Capital Advisors since October 2020.
How many years of experience does Gregory Syler have?
Gregory Syler has 16 years in the financial industry, since June 2010, across 11 adviser firms.
What exams has Gregory Syler passed?
Gregory Syler has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in October 2000. FINRA credited Gregory Syler with the SIE, which began in October 2018.
Where did Gregory Syler work before Eastsound Capital Advisors?
Before Eastsound Capital Advisors, Gregory Syler was registered through Pacific Fortune Management Inc, June 2018 to February 2019; Sowell Management Services, October 2016 to September 2017; Concert Wealth Management, December 2015 to December 2016; UBS Financial Services Inc., March 2015 to December 2015; Deutsche Bank Securities Inc., June 2013 to February 2015; J.P. Morgan Securities LLC, November 2011 to May 2013; Wells Fargo Advisors, LLC, April 2007 to July 2010; Morgan Stanley & Co., Incorporated, April 2007 to April 2007; Morgan Stanley, October 2006 to April 2007; RBC Dain Rauscher Inc., February 2006 to June 2006.
Where is Gregory Syler based?
Gregory Syler’s registered office is in San Francisco, CA.
Is Gregory Syler registered with FINRA?
No. Gregory Syler has no current broker registration.
How can I verify Gregory Syler’s record?
Search CRD 2683638 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Syler’s full registration record.
