Dutch Asset provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Dutch Asset reports 228 clients. They include 159 individual clients, 60 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 97.6% ($182M across 438 accounts) are managed with discretion; $4.53M across 3 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 70% | 24% |
| High-net-worth individuals | 26% | 68% |
| Pension and profit-sharing plans | 2% | 4% |
| Insurance companies | <1% | 3% |
| Corporations and other businesses | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 159 | $44.5M | 23.8% | $280K |
| High-net-worth individuals | 60 | $127M | 68.1% | $2.12M |
| Pension and profit-sharing plans | 5 | $6.73M | 3.6% | $1.35M |
| Insurance companies | Fewer than 5 | $5.3M | 2.8% | $5.3M |
| Corporations and other businesses | Fewer than 5 | $2.96M | 1.6% | $988K |
| Total | 228 | $187M | 100% | — |
- Clients
- 159
- Regulatory AUM
- $44.5M
- AUM share
- 23.8%
- Avg. per client
- $280K
- Clients
- 60
- Regulatory AUM
- $127M
- AUM share
- 68.1%
- Avg. per client
- $2.12M
- Clients
- 5
- Regulatory AUM
- $6.73M
- AUM share
- 3.6%
- Avg. per client
- $1.35M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.3M
- AUM share
- 2.8%
- Avg. per client
- $5.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.96M
- AUM share
- 1.6%
- Avg. per client
- $988K
Total
- Clients
- 228
- Regulatory AUM
- $187M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Dutch Asset charges up to 2.50% a year for its Asset-Based Fees for Portfolio Management. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is a negotiated fixed fee of $495 to $25,000 for the plan, or an hourly fee of $300.
- Pension Consulting
- Pension consulting is charged an asset-based annual fee of 1.50% of all assets, generally negotiable. Start-up plans may also pay a fixed monthly fee of $100 to $300 for advice to the plan sponsor.
Cullen Breen owns 75% or more of Dutch Asset. The leadership team of Dutch Asset includes President Cullen Breen, Chief Financial Officer David Jeram and Chief Compliance Officer Scott Fraser. It has 10 employees, 8 of them in advisory roles.
Leadership
- Cullen BreenPresident
- David JeramEVP/Chief Financial Officer
- Scott FraserChief Compliance Officer
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 8 in advisory functions
- 8 state-registered reps
- 3 insurance agents
- Owns 75% or more of Dutch Asset Corporation
Cullen Breen
Control person · since February 2014
Dutch Asset’s regulatory assets grew 6.1× from $30.5M (March 2022) to $187M (June 2026); clients rose from 75 to 228 and employees from 3 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $187M | 228 | 10 | 2 |
| June 2025 | $91.1M | 119 | 4 | 1 |
| March 2024 | $69.9M | 102 | 3 | 1 |
| March 2023 | $45.1M | 100 | 3 | 1 |
| March 2022 | $30.5M | 75 | 3 | 1 |
Besides its headquarters, Dutch Asset has 1 office (1 private residence, listed without an address), with 1 listed address in New York.
New York · 1 listed address
- 113b Jericho RD, SelkirkHQ
Contact and registration details
- Legal name
- Dutch Asset Corporation
- Headquarters
- 113b Jericho RD, Selkirk, NY 12158
- Website
- dutchasset.com
- Phone
- 518-478-8077
- @dutchasset
- SEC file
- 801-122087
- Structure
- New York corporation
- Fiscal year end
- December
Dutch Asset uses Interactive Brokers ($182M) as custodian for its separately managed accounts. Dutch Asset does not have custody of client assets.
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $182M100%
At year end, Dutch Asset’s separately managed accounts were mostly in stocks (76%) and cash (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $201M across 115 positions; the largest are Advanced Micro Devices Inc. (11.1%), Alphabet Inc. (8.0%) and Bondbloxx ETF Trust (6.0%).
What the accounts hold
- Stocks76%
- Funds10%
- Bonds1%
- Cash13%
Reported 13F holdings
- $201M
- Reported 13F value
- 115
- Positions
- 53.0%
- In the 10 largest
- +35.0%
- Value vs. prior quarter
- Advanced Micro Devices Inc.11.1%
- Alphabet Inc. · Cap Stk CL C8.0%
- Bondbloxx ETF Trust · Bloo Twen US ETF6.0%
- Taiwan Semiconductor Manufac · Sponsored ADS5.6%
- Microsoft Corp.4.7%
- Tesla Inc.4.4%
- Bondbloxx ETF Trust · Bloomberg Ten YR3.5%
- Interactive Brokers Group IN · Com CL A3.5%
- Nvidia Corporation3.4%
- Amazon Com Inc.2.9%
Together, the ten largest are 53.0% of reported value.
How many clients does Dutch Asset have?
Dutch Asset has 228 clients and manages $187 million for them, as of June 2026. They include 159 individual clients, 60 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026
What services does Dutch Asset offer?
Dutch Asset provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Dutch Asset charge?
Dutch Asset charges up to 2.50% a year for its Asset-Based Fees for Portfolio Management. The fee is billed in arrears and is negotiable.
Source: DUTCH ASSET CORPORATION DISCLOSURE BROCHURE, filed 16 June 2026
Which custodians does Dutch Asset use?
Dutch Asset’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $182M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 June 2026
How many financial advisors does Dutch Asset have?
Dutch Asset has 8 investment adviser representatives registered with state securities authorities, out of 10 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Dutch Asset invest in?
At the end of its last fiscal year, Dutch Asset’s separately managed accounts held 76% exchange-traded equities, 13% cash and equivalents, 10% registered funds (mutual funds, ETFs, BDCs) and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Dutch Asset?
Dutch Asset’s direct owner is Cullen Breen (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 June 2026
How does Dutch Asset get paid?
Dutch Asset is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Dutch Asset?
Dutch Asset’s main office is at 113b Jericho RD, Selkirk, NY 12158. Its phone number is 518-478-8077. Its website is dutchasset.com.