{"url":"https://nivawealth.com/firms/dutch-asset-170884","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170884","regulatoryAum":186877957,"crd":"170884","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1320077","suffix":null,"lastName":"BARKMAN","firstName":"GARY","middleName":"WILLIAM"},{"crd":"5818590","suffix":null,"lastName":"BREEN","firstName":"CULLEN","middleName":null},{"crd":"4348159","suffix":"JR","lastName":"GERAGHTY","firstName":"THOMAS","middleName":"J."},{"crd":"6880149","suffix":"Jr","lastName":"Jeram","firstName":"David","middleName":"Christopher"},{"crd":"8209502","suffix":null,"lastName":"Jhonsa","firstName":"Eric","middleName":null},{"crd":"2126278","suffix":null,"lastName":"LYMAN","firstName":"PHILLIP","middleName":"KAY"},{"crd":"5475549","suffix":null,"lastName":"OXFORD","firstName":"RICHARD","middleName":"L"},{"crd":"1561212","suffix":null,"lastName":"PETERSON","firstName":"MICHELLE","middleName":"DENISE"},{"crd":"6808427","suffix":null,"lastName":"Rapp","firstName":"Tyler","middleName":"William"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-31","regulatoryAum":30484812,"clients":75,"employees":3,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":45127648,"clients":100,"employees":3,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":69856158,"clients":102,"employees":3,"offices":1},{"filedOn":"2025-06-12","regulatoryAum":91091678,"clients":119,"employees":4,"offices":1},{"filedOn":"2026-06-16","regulatoryAum":186877957,"clients":228,"employees":10,"offices":2}],"secFileNumber":"801-122087","legalName":"Dutch Asset Corporation","displayName":"Dutch Asset","slug":"dutch-asset-170884","website":"https://dutchasset.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/170884/a58fd663b77aa829-r1.webp","tone":"dark","width":697,"height":200,"sourceUrl":"https://www.dutchasset.com/","sourceLabel":"Dutch Asset Corporation, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/dutchasset/","founded":null,"organization":"New York corporation","fiscalYearEnd":"December","headquarters":{"street":"113b Jericho RD","city":"Selkirk","state":"NY","stateName":"New York","country":"United States","postalCode":"12158"},"tradeNames":[],"registration":{"secApproved":"16 August 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":784853.502283105,"staff":{"employees":10,"advisory":8,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":186877957,"discretionary":182349677,"discretionaryAccounts":438,"nonDiscretionary":4528280,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":159,"regulatoryAum":44543788},{"label":"High-net-worth individuals","clients":60,"regulatoryAum":127339129},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":6728664},{"label":"Insurance companies","clients":1,"fewerThan5":true,"regulatoryAum":5302742},{"label":"Corporations and other businesses","clients":3,"fewerThan5":true,"regulatoryAum":2963634}],"feePrograms":[{"role":"main","program":"Asset-Based Fees for Portfolio Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048500","versionId":1048500,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-06-16","documentName":"DUTCH ASSET CORPORATION DISCLOSURE BROCHURE","fee_rate_low":null,"fee_rate_high":2.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial planning is a negotiated fixed fee of $495 to $25,000 for the plan, or an hourly fee of $300.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048500","versionId":1048500,"submittedOn":"2026-06-16","documentName":"DUTCH ASSET CORPORATION DISCLOSURE BROCHURE"},{"role":"other","program":"Pension Consulting","summary":"Pension consulting is charged an asset-based annual fee of 1.50% of all assets, generally negotiable. Start-up plans may also pay a fixed monthly fee of $100 to $300 for advice to the plan sponsor.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048500","versionId":1048500,"submittedOn":"2026-06-16","documentName":"DUTCH ASSET CORPORATION DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:56:33.799742+00:00","documents":[{"name":"DUTCH ASSET CORPORATION DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048500","versionId":1048500,"submittedOn":"2026-06-16"}]},"custodians":[{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":182349678}],"custodyNote":"Dutch Asset does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Cullen Breen","title":"President","crd":"5818590"},{"name":"David Jeram","title":"EVP/Chief Financial Officer","crd":"6880149"},{"name":"Scott Fraser","title":"Chief Compliance Officer","crd":"8273828"}],"ownership":[{"label":"Cullen Breen","detail":"President in the 75% or more ownership band and a control person, since February 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"113b Jericho RD","city":"Selkirk","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"518-478-8077","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":76},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"16 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170884/PDF/170884.pdf","brochureDate":"16 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048500","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dutch Asset have?","answer":"Dutch Asset has 228 clients and manages $187 million for them, as of June 2026. They include 159 individual clients, 60 high-net-worth individuals, and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dutch Asset offer?","answer":"Dutch Asset provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Dutch Asset charge?","answer":"Dutch Asset charges up to 2.50% a year for its Asset-Based Fees for Portfolio Management. The fee is billed in arrears and is negotiable.","source":"DUTCH ASSET CORPORATION DISCLOSURE BROCHURE, filed 16 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Dutch Asset use?","answer":"Dutch Asset’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $182M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dutch Asset have?","answer":"Dutch Asset has 8 investment adviser representatives registered with state securities authorities, out of 10 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dutch Asset invest in?","answer":"At the end of its last fiscal year, Dutch Asset’s separately managed accounts held 76% exchange-traded equities, 13% cash and equivalents, 10% registered funds (mutual funds, ETFs, BDCs) and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dutch Asset?","answer":"Dutch Asset’s direct owner is Cullen Breen (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dutch Asset get paid?","answer":"Dutch Asset is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dutch Asset?","answer":"Dutch Asset’s main office is at 113b Jericho RD, Selkirk, NY 12158. Its phone number is 518-478-8077. Its website is dutchasset.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/dutch-asset-170884/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-10","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2115141/000142050626001480/0001420506-26-001480-index.html","totalValue":200991188,"positionCount":115,"top10Share":0.5296336772734535,"top10":[{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":22226154,"shares":38260,"shareType":"SH","priorValue":10009525,"priorShares":49203},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":15987817,"shares":45248,"shareType":"SH","priorValue":12580846,"priorShares":43857},{"issuer":"BONDBLOXX ETF TRUST","titleOfClass":"BLOO TWEN US ETF","cusip":"09789C796","value":12070740,"shares":321586,"shareType":"SH","priorValue":11713298,"priorShares":311606},{"issuer":"TAIWAN SEMICONDUCTOR MANUFAC","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":11201644,"shares":23455,"shareType":"SH","priorValue":7747297,"priorShares":22924},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":9504340,"shares":25479,"shareType":"SH","priorValue":5900134,"priorShares":15938},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":8837264,"shares":21011,"shareType":"SH","priorValue":7320718,"priorShares":19692},{"issuer":"BONDBLOXX ETF TRUST","titleOfClass":"BLOOMBERG TEN YR","cusip":"09789C812","value":6991364,"shares":153386,"shareType":"SH","priorValue":8367596,"priorShares":182459},{"issuer":"INTERACTIVE BROKERS GROUP IN","titleOfClass":"COM CL A","cusip":"45841N107","value":6939341,"shares":79725,"shareType":"SH","priorValue":4366173,"priorShares":65098},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":6776267,"shares":33866,"shareType":"SH","priorValue":5731785,"priorShares":32865},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":5916771,"shares":24824,"shareType":"SH","priorValue":4616531,"priorShares":22166}],"positionsListed":115,"positions":[{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":22226154,"shares":38260,"shareType":"SH","priorValue":10009525,"priorShares":49203},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":15987817,"shares":45248,"shareType":"SH","priorValue":12580846,"priorShares":43857},{"issuer":"BONDBLOXX ETF TRUST","titleOfClass":"BLOO TWEN US ETF","cusip":"09789C796","value":12070740,"shares":321586,"shareType":"SH","priorValue":11713298,"priorShares":311606},{"issuer":"TAIWAN SEMICONDUCTOR MANUFAC","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":11201644,"shares":23455,"shareType":"SH","priorValue":7747297,"priorShares":22924},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":9504340,"shares":25479,"shareType":"SH","priorValue":5900134,"priorShares":15938},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":8837264,"shares":21011,"shareType":"SH","priorValue":7320718,"priorShares":19692},{"issuer":"BONDBLOXX ETF TRUST","titleOfClass":"BLOOMBERG TEN YR","cusip":"09789C812","value":6991364,"shares":153386,"shareType":"SH","priorValue":8367596,"priorShares":182459},{"issuer":"INTERACTIVE BROKERS GROUP IN","titleOfClass":"COM CL A","cusip":"45841N107","value":6939341,"shares":79725,"shareType":"SH","priorValue":4366173,"priorShares":65098},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":6776267,"shares":33866,"shareType":"SH","priorValue":5731785,"priorShares":32865},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":5916771,"shares":24824,"shareType":"SH","priorValue":4616531,"priorShares":22166},{"issuer":"MODINE MFG CO","titleOfClass":"COM","cusip":"607828100","value":5297731,"shares":19840,"shareType":"SH","priorValue":4054555,"priorShares":18709},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":4840246,"shares":13544,"shareType":"SH","priorValue":3698324,"priorShares":12861},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":4290785,"shares":5826,"shareType":"SH","priorValue":3359983,"priorShares":5821},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":3955911,"shares":7905,"shareType":"SH","priorValue":2290043,"priorShares":4778},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":3944006,"shares":11495,"shareType":"SH","priorValue":3051383,"priorShares":10095},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":3667439,"shares":6510,"shareType":"SH","priorValue":3426123,"priorShares":5988},{"issuer":"MERCADOLIBRE INC","titleOfClass":"COM","cusip":"58733R102","value":3528165,"shares":2078,"shareType":"SH","priorValue":2076732,"priorShares":1201},{"issuer":"ONTO INNOVATION INC","titleOfClass":"COM","cusip":"683344105","value":2795392,"shares":7386,"shareType":"SH","priorValue":1763565,"priorShares":8599},{"issuer":"INTUIT","titleOfClass":"COM","cusip":"461202103","value":2616453,"shares":10024,"shareType":"SH","priorValue":1833313,"priorShares":4240},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":2439760,"shares":8431,"shareType":"SH","priorValue":2063024,"priorShares":8128},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":2353147,"shares":6229,"shareType":"SH","priorValue":1743180,"priorShares":5632},{"issuer":"ORACLE CORP","titleOfClass":"COM","cusip":"68389X105","value":2228982,"shares":15209,"shareType":"SH","priorValue":1662008,"priorShares":11297},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":2161704,"shares":8463,"shareType":"SH","priorValue":1112099,"priorShares":8179},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":2078833,"shares":2875,"shareType":"SH","priorValue":942371,"priorShares":2757},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":1989032,"shares":6076,"shareType":"SH","priorValue":1701650,"priorShares":5784},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":1894761,"shares":4372,"shareType":"SH","priorValue":893682,"priorShares":4182},{"issuer":"GE VERNOVA INC","titleOfClass":"COM","cusip":"36828A101","value":1707969,"shares":1453,"shareType":"SH","priorValue":1163817,"priorShares":1333},{"issuer":"SERVICENOW INC","titleOfClass":"COM","cusip":"81762P102","value":1613273,"shares":16249,"shareType":"SH"},{"issuer":"EATON CORP PLC","titleOfClass":"SHS","cusip":"G29183103","value":1394174,"shares":3271,"shareType":"SH","priorValue":1126393,"priorShares":3149},{"issuer":"INTERNATIONAL BUSINESS MACHS","titleOfClass":"COM","cusip":"459200101","value":1393677,"shares":4956,"shareType":"SH","priorValue":1201285,"priorShares":4956},{"issuer":"FLOWSERVE CORP","titleOfClass":"COM","cusip":"34354P105","value":1361924,"shares":18364,"shareType":"SH","priorValue":1272650,"priorShares":17312},{"issuer":"EMERSON ELEC CO","titleOfClass":"COM","cusip":"291011104","value":1250284,"shares":8734,"shareType":"SH","priorValue":1079652,"priorShares":8240},{"issuer":"CRH PLC","titleOfClass":"ORD","cusip":"G25508105","value":1213497,"shares":11341,"shareType":"SH","priorValue":1204826,"priorShares":11461},{"issuer":"TECHNIPFMC PLC","titleOfClass":"COM","cusip":"G87110105","value":1198128,"shares":18071,"shareType":"SH","priorValue":1205705,"priorShares":17441},{"issuer":"GE AEROSPACE","titleOfClass":"COM NEW","cusip":"369604301","value":1191451,"shares":3188,"shareType":"SH","priorValue":885930,"priorShares":3122},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":1138565,"shares":1069,"shareType":"SH","priorValue":654413,"priorShares":923},{"issuer":"THERMO FISHER SCIENTIFIC INC","titleOfClass":"COM","cusip":"883556102","value":1091127,"shares":2176,"shareType":"SH","priorValue":1004305,"priorShares":2043},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":973364,"shares":3226,"shareType":"SH","priorValue":428535,"priorShares":291},{"issuer":"ADOBE INC","titleOfClass":"COM","cusip":"00724F101","value":937535,"shares":4572,"shareType":"SH","priorValue":731390,"priorShares":3008},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"VALUE ETF","cusip":"922908744","value":879348,"shares":4035,"shareType":"SH","priorValue":850527,"priorShares":4335},{"issuer":"QUANTA SVCS INC","titleOfClass":"COM","cusip":"74762E102","value":841923,"shares":1169,"shareType":"SH","priorValue":1363764,"priorShares":2483},{"issuer":"ISHARES TR","titleOfClass":"NATIONAL MUN ETF","cusip":"464288414","value":828674,"shares":7700,"shareType":"SH","priorValue":822981,"priorShares":7753},{"issuer":"STERLING INFRASTRUCTURE INC","titleOfClass":"COM","cusip":"859241101","value":816697,"shares":973,"shareType":"SH","priorValue":695617,"priorShares":1708},{"issuer":"AMGEN INC","titleOfClass":"COM","cusip":"031162100","value":804631,"shares":2222,"shareType":"SH","priorValue":742755,"priorShares":2111},{"issuer":"MASTERCARD INCORPORATED","titleOfClass":"CL A","cusip":"57636Q104","value":769514,"shares":1498,"shareType":"SH","priorValue":593578,"priorShares":1187},{"issuer":"SCHWAB CHARLES CORP","titleOfClass":"COM","cusip":"808513105","value":715093,"shares":7750,"shareType":"SH","priorValue":728345,"priorShares":7750},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"NASDAQ 100 ETF","cusip":"46138G649","value":688212,"shares":2271,"shareType":"SH","priorValue":541856,"priorShares":2280},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP BIOT","cusip":"78464A870","value":597077,"shares":3773,"shareType":"SH","priorValue":526631,"priorShares":4123},{"issuer":"ARISTA NETWORKS INC","titleOfClass":"COM SHS","cusip":"040413205","value":590839,"shares":3477,"shareType":"SH","priorValue":381657,"priorShares":3108},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"TOTAL BND MRKT","cusip":"921937835","value":519302,"shares":7074,"shareType":"SH","priorValue":583008,"priorShares":7917},{"issuer":"CEREBRAS SYSTEMS INC","titleOfClass":"COM CL A","cusip":"15675D103","value":505050,"shares":2285,"shareType":"SH"},{"issuer":"BONDBLOXX ETF TRUST","titleOfClass":"BLOOMBERG ONE YR","cusip":"09789C861","value":493700,"shares":10000,"shareType":"SH","priorValue":495200,"priorShares":10000},{"issuer":"ISHARES TR","titleOfClass":"NEW YORK MUN ETF","cusip":"464288323","value":482450,"shares":8950,"shareType":"SH","priorValue":475424,"priorShares":8950},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":476028,"shares":635,"shareType":"SH","priorValue":455117,"priorShares":696},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR P500GRW","cusip":"78464A409","value":467036,"shares":3925,"shareType":"SH","priorValue":384297,"priorShares":3925},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":462797,"shares":3385,"shareType":"SH","priorValue":484888,"priorShares":2858},{"issuer":"LOWES COS INC","titleOfClass":"COM","cusip":"548661107","value":425649,"shares":1930,"shareType":"SH","priorValue":439064,"priorShares":1858},{"issuer":"QUALCOMM INC","titleOfClass":"COM","cusip":"747525103","value":419261,"shares":2268,"shareType":"SH","priorValue":1507883,"priorShares":11708},{"issuer":"GRAIL INC","titleOfClass":"COM","cusip":"384747101","value":418836,"shares":6135,"shareType":"SH","priorValue":368737,"priorShares":7135},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"VNG RUS2000IDX","cusip":"92206C664","value":394615,"shares":3250,"shareType":"SH","priorValue":375638,"priorShares":3750},{"issuer":"VANGUARD INTL EQUITY INDEX F","titleOfClass":"ALLWRLD EX US","cusip":"922042775","value":390275,"shares":4660,"shareType":"SH","priorValue":372121,"priorShares":4955},{"issuer":"NETFLIX INC.","titleOfClass":"COM","cusip":"64110L106","value":388960,"shares":5447,"shareType":"SH","priorValue":406232,"priorShares":4224},{"issuer":"GUIDEWIRE SOFTWARE INC","titleOfClass":"COM","cusip":"40171V100","value":374072,"shares":3040,"shareType":"SH","priorValue":484574,"priorShares":3240},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"SHORT TRM BOND","cusip":"921937827","value":373968,"shares":4800,"shareType":"SH","priorValue":383503,"priorShares":4891},{"issuer":"BOEING CO","titleOfClass":"COM","cusip":"097023105","value":372978,"shares":1723,"shareType":"SH","priorValue":322628,"priorShares":1621},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":368552,"shares":1045,"shareType":"SH","priorValue":293124,"priorShares":891},{"issuer":"SYSCO CORP","titleOfClass":"COM","cusip":"871829107","value":367752,"shares":4400,"shareType":"SH"},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":363274,"shares":314,"shareType":"SH"},{"issuer":"PFIZER INC","titleOfClass":"COM","cusip":"717081103","value":359948,"shares":14948,"shareType":"SH","priorValue":453801,"priorShares":16161},{"issuer":"VANECK ETF TRUST","titleOfClass":"SEMICONDUCTR ETF","cusip":"92189F676","value":355146,"shares":541,"shareType":"SH","priorValue":215268,"priorShares":561},{"issuer":"GLOBAL X FDS","titleOfClass":"RBTCS ARTFL INTE","cusip":"37954Y715","value":343547,"shares":9055,"shareType":"SH","priorValue":335522,"priorShares":10100},{"issuer":"DEERE & CO","titleOfClass":"COM","cusip":"244199105","value":340161,"shares":536,"shareType":"SH"},{"issuer":"NOKIA CORP","titleOfClass":"SPONSORED ADR","cusip":"654902204","value":331108,"shares":24932,"shareType":"SH"},{"issuer":"BLACKROCK 2037 MUNICIPAL TAR","titleOfClass":"COM","cusip":"09262G108","value":328493,"shares":12781,"shareType":"SH","priorValue":299649,"priorShares":11551},{"issuer":"VANGUARD WORLD FD","titleOfClass":"HEALTH CAR ETF","cusip":"92204A504","value":327694,"shares":1095,"shareType":"SH","priorValue":298274,"priorShares":1095},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 EQL WGT","cusip":"46137V357","value":321932,"shares":1513,"shareType":"SH","priorValue":290385,"priorShares":1513},{"issuer":"SITEONE LANDSCAPE SUPPLY INC","titleOfClass":"COM","cusip":"82982L103","value":320348,"shares":2800,"shareType":"SH","priorValue":372708,"priorShares":2800},{"issuer":"HEXCEL CORP NEW","titleOfClass":"COM","cusip":"428291108","value":320192,"shares":3200,"shareType":"SH","priorValue":258976,"priorShares":3200},{"issuer":"DUKE ENERGY CORP NEW","titleOfClass":"COM NEW","cusip":"26441C204","value":313918,"shares":2480,"shareType":"SH"},{"issuer":"NXP SEMICONDUCTORS N V","titleOfClass":"COM","cusip":"N6596X109","value":311604,"shares":1108,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":308875,"shares":449,"shareType":"SH","priorValue":257379,"priorShares":430},{"issuer":"AMERICAN EXPRESS CO","titleOfClass":"COM","cusip":"025816109","value":305026,"shares":901,"shareType":"SH","priorValue":243629,"priorShares":805},{"issuer":"TRUSTCO BK CORP N Y","titleOfClass":"COM NEW","cusip":"898349204","value":302005,"shares":5500,"shareType":"SH","priorValue":240790,"priorShares":5500},{"issuer":"ALKERMES PLC","titleOfClass":"SHS","cusip":"G01767105","value":298652,"shares":5700,"shareType":"SH","priorValue":219232,"priorShares":6200},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":287506,"shares":385,"shareType":"SH","priorValue":249731,"priorShares":384},{"issuer":"VANGUARD MALVERN FDS","titleOfClass":"STRM INFPROIDX","cusip":"922020805","value":286311,"shares":5700,"shareType":"SH","priorValue":284715,"priorShares":5700},{"issuer":"PHILIP MORRIS INTL INC","titleOfClass":"COM","cusip":"718172109","value":285740,"shares":1579,"shareType":"SH","priorValue":225561,"priorShares":1364},{"issuer":"SOUTHERN CO","titleOfClass":"COM","cusip":"842587107","value":285407,"shares":2982,"shareType":"SH","priorValue":292649,"priorShares":3032},{"issuer":"TELEFONAKTIEBOLAGET LM ERICS","titleOfClass":"ADR B SEK 10","cusip":"294821608","value":284435,"shares":25509,"shareType":"SH"},{"issuer":"UNITED RENTALS INC","titleOfClass":"COM","cusip":"911363109","value":283541,"shares":250,"shareType":"SH"},{"issuer":"JOHNSON CONTROLS INTERNATION","titleOfClass":"SHS","cusip":"G51502105","value":276812,"shares":1894,"shareType":"SH","priorValue":218730,"priorShares":1670},{"issuer":"ON SEMICONDUCTOR CORP","titleOfClass":"COM","cusip":"682189105","value":273895,"shares":2897,"shareType":"SH"},{"issuer":"CUMMINS INC","titleOfClass":"COM","cusip":"231021106","value":273747,"shares":383,"shareType":"SH"},{"issuer":"TRADEWEB MKTS INC","titleOfClass":"CL A","cusip":"892672106","value":268066,"shares":2689,"shareType":"SH","priorValue":431783,"priorShares":3669},{"issuer":"AMPHENOL CORP","titleOfClass":"CL A","cusip":"032095101","value":249561,"shares":1415,"shareType":"SH"},{"issuer":"ILLINOIS TOOL WKS INC","titleOfClass":"COM","cusip":"452308109","value":247088,"shares":913,"shareType":"SH","priorValue":213132,"priorShares":818},{"issuer":"VALERO ENERGY CORP","titleOfClass":"COM","cusip":"91913Y100","value":243481,"shares":934,"shareType":"SH","priorValue":206574,"priorShares":836},{"issuer":"BARON ETF TR","titleOfClass":"FIRST PRINC ETF","cusip":"06829D107","value":239202,"shares":9803,"shareType":"SH","priorValue":224203,"priorShares":9803},{"issuer":"ISHARES TR","titleOfClass":"1 3 YR TREAS BD","cusip":"464287457","value":236879,"shares":2884,"shareType":"SH","priorValue":238206,"priorShares":2884},{"issuer":"LINDE PLC","titleOfClass":"SHS","cusip":"G54950103","value":234143,"shares":451,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"U.S. TECH ETF","cusip":"464287721","value":233817,"shares":927,"shareType":"SH","priorValue":201920,"priorShares":1113},{"issuer":"INGERSOLL RAND INC","titleOfClass":"COM","cusip":"45687V106","value":223415,"shares":2724,"shareType":"SH"},{"issuer":"INTEL CORP","titleOfClass":"COM","cusip":"458140100","value":222151,"shares":1591,"shareType":"SH"},{"issuer":"ROCKWELL AUTOMATION INC","titleOfClass":"COM","cusip":"773903109","value":212879,"shares":429,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"S&P 100 ETF","cusip":"464287101","value":210411,"shares":575,"shareType":"SH","priorValue":203278,"priorShares":639},{"issuer":"EMCOR GROUP INC","titleOfClass":"COM","cusip":"29084Q100","value":210047,"shares":253,"shareType":"SH"},{"issuer":"ALTRIA GROUP INC","titleOfClass":"COM","cusip":"02209S103","value":210022,"shares":2919,"shareType":"SH"},{"issuer":"VANGUARD ADMIRAL FDS INC","titleOfClass":"MIDCP 400 IDX","cusip":"921932885","value":208640,"shares":1600,"shareType":"SH"},{"issuer":"IES HOLDINGS INC","titleOfClass":"COM","cusip":"44951W106","value":207065,"shares":281,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"LARGE CAP ETF","cusip":"922908637","value":206346,"shares":600,"shareType":"SH","priorValue":240275,"priorShares":804},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP DIV","cusip":"78464A763","value":205443,"shares":1350,"shareType":"SH"},{"issuer":"TRANE TECHNOLOGIES PLC","titleOfClass":"SHS","cusip":"G8994E103","value":205060,"shares":417,"shareType":"SH"},{"issuer":"PHILLIPS 66","titleOfClass":"COM","cusip":"718546104","value":203216,"shares":1202,"shareType":"SH"},{"issuer":"QUANTUMSCAPE CORP","titleOfClass":"COM CL A","cusip":"74767V109","value":152357,"shares":20153,"shareType":"SH","priorValue":128576,"priorShares":20153},{"issuer":"PLUG PWR INC","titleOfClass":"COM NEW","cusip":"72919P202","value":40276,"shares":14862,"shareType":"SH","priorValue":33091,"priorShares":14642}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}